Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$1.23M ﹤0.01%
+79,188
252
$1.23M ﹤0.01%
112,393
+87,913
253
$1.22M ﹤0.01%
264,648
+195,185
254
$1.22M ﹤0.01%
+15,800
255
$1.21M ﹤0.01%
2,036
+59
256
$1.2M ﹤0.01%
1,203
+938
257
$1.2M ﹤0.01%
+36,845
258
$1.2M ﹤0.01%
57,380
+28,470
259
$1.2M ﹤0.01%
128,363
+74,007
260
$1.2M ﹤0.01%
21,062
+20,362
261
$1.18M ﹤0.01%
15,139
+8,994
262
$1.18M ﹤0.01%
1,358
-759
263
$1.17M ﹤0.01%
+32,640
264
$1.16M ﹤0.01%
23,573
+16,333
265
$1.16M ﹤0.01%
56,495
-547
266
$1.15M ﹤0.01%
+5,456
267
$1.14M ﹤0.01%
+26,662
268
$1.14M ﹤0.01%
31,276
+1,818
269
$1.14M ﹤0.01%
15,862
+14,671
270
$1.14M ﹤0.01%
15,782
+13,024
271
$1.13M ﹤0.01%
37,413
+34,095
272
$1.12M ﹤0.01%
29,772
+5,265
273
$1.12M ﹤0.01%
44,325
+26,883
274
$1.11M ﹤0.01%
+43,050
275
$1.11M ﹤0.01%
+24,260