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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
176
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.55M 0.13%
59,927
-208
-0.3% -$8.75K
D icon
177
Dominion Energy
D
$62.5B
$2.53M 0.13%
32,674
+1,494
+5% +$114K
BNDX icon
178
Vanguard Total International Bond ETF
BNDX
$82B
$2.5M 0.13%
43,628
+8,463
+24% +$475K
XLI icon
179
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$2.49M 0.13%
32,109
-4,832
-13% -$367K
O icon
180
Realty Income
O
$61.2B
$2.48M 0.13%
37,188
+1,502
+4% +$103K
SCHX icon
181
Schwab US Large- Cap ETF
SCHX
$70.9B
$2.44M 0.13%
208,800
+9,960
+5% +$114K
ADP icon
182
Automatic Data Processing
ADP
$100B
$2.4M 0.12%
14,498
+1,448
+11% +$235K
IWO icon
183
iShares Russell 2000 Growth ETF
IWO
$14.5B
$2.39M 0.12%
11,905
+1,053
+10% +$208K
AMGN icon
184
Amgen
AMGN
$203B
$2.38M 0.12%
12,898
-2
-0% -$358
WFC icon
185
Wells Fargo
WFC
$261B
$2.37M 0.12%
50,062
+11,621
+30% +$543K
USRT icon
186
iShares Core US REIT ETF
USRT
$4.74B
$2.32M 0.12%
44,519
+14,609
+49% +$761K
PHK
187
PIMCO High Income Fund
PHK
$863M
$2.31M 0.12%
291,978
+44,114
+18% +$347K
SMLV icon
188
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$2.31M 0.12%
24,789
-2,910
-11% -$269K
ITA icon
189
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.3M 0.12%
21,514
-632
-3% -$65.5K
ICSH icon
190
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$2.28M 0.12%
45,174
+40,714
+913% +$2.05M
IUSV icon
191
iShares Core S&P US Value ETF
IUSV
$27.2B
$2.25M 0.12%
39,682
-2,865
-7% -$160K
SYK icon
192
Stryker
SYK
$127B
$2.23M 0.11%
10,821
+544
+5% +$104K
CME icon
193
CME Group
CME
$92.2B
$2.2M 0.11%
11,318
-136
-1% -$25.1K
BABA icon
194
Alibaba
BABA
$269B
$2.17M 0.11%
12,837
+2,602
+25% +$449K
MJ icon
195
Amplify Alternative Harvest ETF
MJ
$101M
$2.17M 0.11%
5,714
+3,188
+126% +$1.29M
IYY icon
196
iShares Dow Jones US ETF
IYY
$2.92B
$2.16M 0.11%
29,586
+1,746
+6% +$125K
DD icon
197
DuPont de Nemours
DD
$18.6B
$2.15M 0.11%
22,774
-14,862
-39% -$1.77M
FYC icon
198
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$2.14M 0.11%
+46,020
New +$2.11M
FNY icon
199
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$2.11M 0.11%
+46,742
New +$2.07M
HFRO
200
Highland Opportunities and Income Fund
HFRO
$400M
$2.1M 0.11%
151,887
-1,990
-1% -$26.9K
6 7
8
9 10

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.