SPC
HFRO

Sigma Planning Corp’s Highland Opportunities and Income Fund HFRO Stock Holding History

Sigma Planning Corp’s Portfolio HFRO Stock Details HFRO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-46,000
Closed -$518K – 1295
2022
Q2 		$518K Sell
46,000
-18,502
-29% -$215K 0.02% 733
2022
Q1 		$770K Sell
64,502
-5,724
-8% -$65.4K 0.02% 646
2021
Q4 		$772K Sell
70,226
-16,854
-19% -$188K 0.02% 654
2021
Q3 		$938K Sell
87,080
-264
-0.3% -$2.83K 0.03% 562
2021
Q2 		$953K Sell
87,344
-43,592
-33% -$493K 0.03% 570
2021
Q1 		$1.45M Buy
130,936
+40,352
+45% +$424K 0.05% 388
2020
Q4 		$931K Sell
90,584
-58,770
-39% -$522K 0.03% 465
2020
Q3 		$1.28M Buy
149,354
+58,391
+64% +$492K 0.05% 336
2020
Q2 		$732K Sell
90,963
-3,695
-4% -$30.3K 0.03% 468
2020
Q1 		$807K Sell
94,658
-47,567
-33% -$555K 0.05% 365
2019
Q4 		$1.77M Sell
142,225
-7,264
-5% -$87.4K 0.07% 272
2019
Q3 		$2M Sell
149,489
-2,398
-2% -$32K 0.1% 222
2019
Q2 		$2.1M Sell
151,887
-1,990
-1% -$26.9K 0.11% 200
2019
Q1 		$2.14M Sell
153,877
-45,704
-23% -$625K 0.12% 189
2018
Q4 		$2.56M Buy
199,581
+6,137
+3% +$90.3K 0.19% 116
2018
Q3 		$2.98M Sell
193,444
-11,595
-6% -$182K 0.18% 121
2018
Q2 		$3.2M Sell
205,039
-4,821
-2% -$76.7K 0.21% 108
2018
Q1 		$3.36M Buy
+209,860
New +$3.31M 0.25% 91

Other funds holding HFRO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
QC
Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Sigma Planning Corp's HFRO Position: Q3 2022 in Review

Sigma Planning Corp sold out of Highland Opportunities and Income Fund (HFRO) in Q3 2022, closing a stake of 46,000 shares — an estimated $518K sold.

Sigma Planning Corp first reported a position in HFRO in Q1 2018 and held it in 18 quarters. The position peaked at $3.36M in Q1 2018. 94 funds tracked by Wall St. Rank hold HFRO as of Q3 2022.

  • Sigma Planning Corp reported no remaining Highland Opportunities and Income Fund position as of Q3 2022 after selling out during the quarter.
  • Sigma Planning Corp sold 46,000 Highland Opportunities and Income Fund shares in Q3 2022, an estimated $518K.
  • Sigma Planning Corp first reported a position in Highland Opportunities and Income Fund in Q1 2018 and held it in 18 quarters.
  • Sigma Planning Corp's Highland Opportunities and Income Fund position peaked at $3.36M in Q1 2018.
  • 94 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q3 2022.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.