RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
-$131M
Cap. Flow
-$145M
Cap. Flow %
-8.95%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
71
Reduced
52
Closed
35

Top Buys

1
VVR icon
Invesco Senior Income Trust
VVR
$13.6M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$9.03M
3
GLO
Clough Global Opportunities Fund
GLO
$5.24M
4
AVK
Advent Convertible and Income Fund
AVK
$5.16M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$4.35M

Top Sells

1
OCSL icon
Oaktree Specialty Lending
OCSL
$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$20.9M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$9.76M

Sector Composition

1 Financials 4.23%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CCD
176
Calamos Dynamic Convertible & Income Fund
CCD
$567M
– –
-84,627
Closed -$1.53M
CXE
177
MFS High Income Municipal Trust
CXE
$114M
– –
-129,840
Closed -$638K
DMB
178
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$191M
– –
-115,691
Closed -$1.43M
DPG
179
Duff & Phelps Utility and Infrastructure Fund
DPG
$458M
– –
-112,550
Closed -$1.66M
FCO
180
abrdn Global Income Fund
FCO
$89.1M
– –
-49,929
Closed -$384K
HIX
181
Western Asset High Income Fund II
HIX
$392M
– –
-253,725
Closed -$1.6M
HNW
182
Pioneer Diversified High Income Fund
HNW
$107M
– –
-1,472
Closed -$21K
IQI icon
183
Invesco Quality Municipal Securities
IQI
$511M
– –
-3,864
Closed -$49K
JPC icon
184
Nuveen Preferred & Income Opportunities Fund
JPC
$2.63B
– –
-97,465
Closed -$893K
KYN icon
185
Kayne Anderson Energy Infrastructure Fund
KYN
$2.06B
– –
-814,633
Closed -$14.1M
NBB icon
186
Nuveen Taxable Municipal Income Fund
NBB
$476M
– –
-92,677
Closed -$1.86M
NZF icon
187
Nuveen Municipal Credit Income Fund
NZF
$2.39B
– –
-255,186
Closed -$3.66M
OCSL icon
188
Oaktree Specialty Lending
OCSL
$1.23B
– –
-2,673,290
Closed -$51.2M
PFL
189
PIMCO Income Strategy Fund
PFL
$383M
– –
-39,261
Closed -$382K
SEVN
190
Seven Hills Realty Trust
SEVN
$164M
– –
-1,313
Closed -$24K
SOR
191
Source Capital
SOR
$369M
– –
-14,720
Closed -$975K
VBF icon
192
Invesco Bond Fund
VBF
$179M
– –
-34,394
Closed -$604K
VKQ icon
193
Invesco Municipal Trust
VKQ
$517M
– –
-683,462
Closed -$8.73M
AMJ
194
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-56,597
Closed -$1.64M
TSLF
195
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
– –
-14,655
Closed -$232K
BDCL
196
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
– –
-567,034
Closed -$9.06M
DRA
197
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-42,842
Closed -$664K
NPM
198
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-62,555
Closed -$905K
NID
199
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-871,590
Closed -$11.2M
CEFL
200
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
– –
-56,148
Closed -$862K
5 6 7
8
9