RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
211
New
Increased
Reduced
Closed

Top Buys

1
+$27.2M
2
+$17.2M
3
+$14M
4
ACAS
American Capital Ltd
ACAS
+$8.16M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

1
+$15.5M
2
+$10.3M
3
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.66M

Sector Composition

1 Financials 4.74%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
– –
-30,437
177
– –
-8,400
178
– –
-210,428
179
– –
-33,057
180
– –
-472,079
181
– –
-151,372
182
– –
-87,960
183
– –
-14,000
184
– –
-10,000
185
– –
-6,825
186
– –
-432,674
187
– –
-524,698
188
– –
-20,000
189
– –
-115,430
190
– –
-45,303
191
– –
-22,905
192
– –
-13,848
193
– –
-156,382
194
– –
-150,243
195
– –
-33,073
196
– –
-111,941
197
– –
-7,000
198
– –
-11,164
199
– –
-2,100
200
– –
-121,518
5 6 7
8
9