RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
-$16.7M
Cap. Flow %
-1.12%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

1
STEW
SRH Total Return Fund
STEW
$26.6M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.1M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$14.4M
4
ACAS
American Capital Ltd
ACAS
$8.24M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$7.58M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$15.5M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
$9.53M
5
PSEC icon
Prospect Capital
PSEC
$8.57M

Sector Composition

1 Financials 3.11%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BGH
176
Barings Global Short Duration High Yield Fund
BGH
$332M
– –
-472,079
Closed -$9.53M
CLM icon
177
Cornerstone Strategic Value Fund
CLM
$2.33B
– –
-151,372
Closed -$2.98M
EDF
178
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$159M
– –
-87,960
Closed -$1.37M
EFR
179
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
– –
-30,437
Closed -$417K
EFT
180
Eaton Vance Floating-Rate Income Trust
EFT
$319M
– –
-14,000
Closed -$194K
EWZ icon
181
iShares MSCI Brazil ETF
EWZ
$5.47B
– –
-10,000
Closed -$366K
FSK icon
182
FS KKR Capital
FSK
$5.08B
– –
-6,825
Closed -$271K
GGN
183
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$749M
– –
-432,674
Closed -$3.03M
HIX
184
Western Asset High Income Fund II
HIX
$391M
– –
-524,698
Closed -$4.36M
HNW
185
Pioneer Diversified High Income Fund
HNW
$107M
– –
-20,000
Closed -$355K
ICMB icon
186
Investcorp Credit Management BDC
ICMB
$42.4M
– –
-115,430
Closed -$1.26M
JPI icon
187
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$289M
– –
-45,303
Closed -$1.02M
KIO
188
KKR Income Opportunities Fund
KIO
$514M
– –
-22,905
Closed -$371K
KRE icon
189
SPDR S&P Regional Banking ETF
KRE
$3.99B
– –
-13,848
Closed -$564K
MFIC icon
190
MidCap Financial Investment
MFIC
$1.22B
– –
-156,382
Closed -$3.48M
NML
191
Neuberger Berman Energy Infrastructure and Income Fund
NML
$488M
– –
-150,243
Closed -$2.64M
OIH icon
192
VanEck Oil Services ETF
OIH
$880M
– –
-1,895
Closed -$1.36M
SLRC icon
193
SLR Investment Corp
SLRC
$911M
– –
-48,088
Closed -$866K
TYG
194
Tortoise Energy Infrastructure Corp
TYG
$736M
– –
-15,955
Closed -$2.79M
VCV icon
195
Invesco California Value Municipal Income Trust
VCV
$492M
– –
-33,073
Closed -$425K
VKI icon
196
Invesco Advantage Municipal Income Trust II
VKI
$373M
– –
-111,941
Closed -$1.3M
XLE icon
197
Energy Select Sector SPDR Fund
XLE
$26.7B
– –
-3,500
Closed -$277K
XLF icon
198
Financial Select Sector SPDR Fund
XLF
$53.2B
– –
-11,164
Closed -$242K
XOP icon
199
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.85B
– –
-2,100
Closed -$402K
GER
200
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-121,518
Closed -$15.5M
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