RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.8B
1-Year Est. Return 0.34%
This Quarter Est. Return
1 Year Est. Return
-0.34%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
211
New
Increased
Reduced
Closed

Top Buys

1
+$26.6M
2
+$17.1M
3
+$14.4M
4
ACAS
American Capital Ltd
ACAS
+$8.24M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

1
+$15.5M
2
+$10.3M
3
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.57M

Sector Composition

1 Financials 3.11%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$1.06M 0.07%
+67,128
152
$1.05M 0.07%
72,827
+52,127
153
$1M 0.07%
+99,406
154
$997K 0.07%
61,255
-32,414
155
$961K 0.06%
79,800
+22,700
156
$852K 0.06%
96,614
157
$840K 0.06%
72,206
+59,499
158
$818K 0.05%
47,703
-1,477
159
$808K 0.05%
56,957
160
$705K 0.05%
83,428
-1,014,063
161
$585K 0.04%
72,702
-200
162
$550K 0.04%
39,145
-1,058
163
$512K 0.03%
+159,590
164
$461K 0.03%
52,342
165
$400K 0.03%
31,021
166
$370K 0.02%
+30,682
167
$364K 0.02%
27,052
-134,203
168
$327K 0.02%
+15,830
169
$255K 0.02%
+20,788
170
$180K 0.01%
+10,221
171
$173K 0.01%
12,909
172
$114K 0.01%
+10,229
173
– –
-8,400
174
– –
-210,428
175
– –
-33,057
5 6
7
8 9