We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.3B
AUM Growth
+$353M
Cap. Flow
+$331M
Cap. Flow %
25.4%
Top 10 Hldgs %
22.27%
Holding
261
New
73
Increased
81
Reduced
45
Closed
44

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$23.8M
2
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$19.4M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$17.3M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$14.2M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$12.6M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$10.4M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.35M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$7.2M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.02M

Sector Composition

Rank Sector Weight
1 Financials 4.29%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARDC
151
Are Dynamic Credit Allocation Fund
ARDC
$298M
$1.59M 0.12%
88,557
+78,557
+786% +$1.41M
CHW
152
Calamos Global Dynamic Income Fund
CHW
$545M
$1.56M 0.12%
173,732
-8,349
-5% -$73.3K
AFT
153
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.5M 0.11%
+82,743
New +$1.49M
TSI
154
TCW Strategic Income Fund
TSI
$213M
$1.43M 0.11%
267,337
+93,193
+54% +$505K
NQS
155
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$1.41M 0.11%
+113,682
New +$1.4M
NQM
156
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.4M 0.11%
+103,076
New +$1.38M
KHI
157
DELISTED
Deutsche High Income Trust
KHI
$1.34M 0.1%
146,972
+111,444
+314% +$1.02M
BBN icon
158
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$1.32M 0.1%
68,828
-144,994
-68% -$2.72M
BNA
159
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$1.31M 0.1%
135,034
– –
DVM
160
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$1.22M 0.09%
+83,329
New +$1.17M
IHD
161
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$1.21M 0.09%
+103,197
New +$1.27M
HSA
162
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$1.18M 0.09%
177,271
– –
RGT
163
Royce Global Value Trust
RGT
$102M
$1.15M 0.09%
+129,801
New +$1.12M
FOF icon
164
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$1.15M 0.09%
+91,755
New +$1.14M
GT.PRA
165
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$1.11M 0.09%
16,600
-2,300
-12% -$154K
AAPL icon
166
Apple
AAPL
$4.57T
$1.06M 0.08%
+53,200
New +$1.01M
GLV
167
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.05M 0.08%
68,523
+8,313
+14% +$125K
VCV icon
168
Invesco California Value Municipal Income Trust
VCV
$522M
$1.05M 0.08%
+91,796
New +$1.02M
ISD
169
PGIM High Yield Bond Fund
ISD
$419M
$1.03M 0.08%
+59,099
New +$1.04M
CSQ icon
170
Calamos Strategic Total Return Fund
CSQ
$3.35B
$963K 0.07%
+88,453
New +$930K
MIE
171
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$878K 0.07%
+47,910
New +$827K
NEA icon
172
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$859K 0.07%
+71,365
New +$866K
NQU
173
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$839K 0.06%
+68,479
New +$841K
DMB
174
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$828K 0.06%
+79,979
New +$826K
NSL
175
DELISTED
NUVEEN SENIOR INCM FD
NSL
$826K 0.06%
+115,893
New +$818K
5 6
7
8 9

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Rivernorth Capital Management held 261 positions worth $1.3B, up 37% from $950M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management deployed $331M of net new capital in Q4 2013, opening 73 new positions and adding to 81 existing holdings. Its largest new stake was Nuveen Credit Strategies Income Fund: 1,845,135 shares worth $18M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 4% a quarter earlier, followed by Technology and Materials.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $10.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2013 buy was Nuveen Credit Strategies Income Fund: 1,845,135 shares worth $18M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2013, an estimated $23.8M increase.
  • Rivernorth Capital Management's biggest Q4 2013 reduction was iShares S&P 100 ETF, cutting an estimated $10.4M.
  • Rivernorth Capital Management fully exited Vanguard S&P 500 ETF in Q4 2013, selling an estimated $19.5M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $1.3B portfolio in Q4 2013.
  • Rivernorth Capital Management opened 73 new positions and closed 44 in Q4 2013.
  • Rivernorth Capital Management's portfolio value rose 37% quarter-over-quarter to $1.3B.

Based on Rivernorth Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.