RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.8B
1-Year Est. Return 0.34%
This Quarter Est. Return
1 Year Est. Return
-0.34%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.44B
AUM Growth
-$91.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
179
New
Increased
Reduced
Closed

Top Buys

1
+$64.7M
2
+$18.1M
3
+$16.2M
4
ARCC icon
Ares Capital
ARCC
+$13.7M
5
EHI
Western Asset Global High Income Fund
EHI
+$13.2M

Top Sells

1
+$43.3M
2
+$38.2M
3
+$28.2M
4
CHY
Calamos Convertible and High Income Fund
CHY
+$18.2M
5
PPT
Putnam Premier Income Trust
PPT
+$13M

Sector Composition

1 Financials 2.76%
2 Technology 0.2%
3 Energy 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$410K 0.03%
24,200
-1,200
127
$397K 0.03%
29,351
-181,599
128
$352K 0.02%
+14,986
129
$347K 0.02%
+40,009
130
$323K 0.02%
73,870
-1,796,949
131
$285K 0.02%
16,749
-63,076
132
$273K 0.02%
82,720
-503,498
133
$255K 0.02%
+20,921
134
$219K 0.02%
+185,800
135
$140K 0.01%
10,700
-257,887
136
$107K 0.01%
+14,900
137
$86K 0.01%
+17,429
138
$68K ﹤0.01%
+200,000
139
$60K ﹤0.01%
+75,001
140
$31K ﹤0.01%
+26,667
141
$13K ﹤0.01%
+36,529
142
– –
-63,903
143
– –
-716,686
144
– –
-204,618
145
– –
-140,942
146
– –
-1,094,258
147
– –
-211,383
148
– –
-77,920
149
– –
-181,162
150
– –
-658,832
4 5
6
7 8