RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.8B
1-Year Est. Return 0.34%
This Quarter Est. Return
1 Year Est. Return
-0.34%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.38B
AUM Growth
-$169M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
161
New
Increased
Reduced
Closed

Top Buys

1
+$8M
2
+$7.63M
3
+$5.58M
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$5.36M
5
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$4.55M

Top Sells

1
+$74.9M
2
+$39.4M
3
+$20.8M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$13.4M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$13.3M

Sector Composition

1 Financials 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$1.01M 0.07%
97,884
-2,010,618
127
$988K 0.07%
81,529
-77,823
128
$956K 0.07%
117,716
129
$889K 0.06%
+56,844
130
$865K 0.06%
105,661
-131,263
131
$773K 0.06%
48,232
-99,756
132
$726K 0.05%
+73,058
133
$532K 0.04%
29,787
-85,545
134
$507K 0.04%
59,251
-1,559,364
135
$489K 0.04%
62,907
136
$358K 0.03%
33,117
137
$242K 0.02%
+16,574
138
$235K 0.02%
28,792
-176,184
139
$205K 0.01%
+14,310
140
– –
-677,921
141
– –
-20,180
142
– –
-122,057
143
– –
-21,195
144
– –
-313,808
145
– –
-197,444
146
– –
-321,101
147
– –
-407,697
148
– –
-38,369
149
– –
-39,157
150
– –
-157,528
3 4 5
6
7