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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.61B
AUM Growth
+$120M
Cap. Flow
+$181M
Cap. Flow %
11.26%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
30
Closed
12

Top Buys

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$34.1M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$15.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.94M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$9.11M
5
ISD
PGIM High Yield Bond Fund
ISD
+$8.99M

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$5M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$4.33M
3
PFN
PIMCO Income Strategy Fund II
PFN
+$3.98M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
+$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$3.13M

Sector Composition

Rank Sector Weight
1 Financials 5.48%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
126
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$3M 0.19%
327,017
-273,234
-46% -$2.61M
PHD
127
DELISTED
Pioneer Floating Rate Fund
PHD
$2.99M 0.19%
262,871
+190,665
+264% +$2.21M
GMZ
128
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$2.95M 0.18%
28,127
-23,987
-46% -$2.89M
VVR icon
129
Invesco Senior Income Trust
VVR
$454M
$2.82M 0.17%
631,648
+84,271
+15% +$396K
EFF
130
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.67M 0.17%
172,349
+20,418
+13% +$346K
GFY
131
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$2.51M 0.16%
+152,135
New +$2.51M
BBN icon
132
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$2.5M 0.15%
+125,645
New +$2.69M
JSD
133
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$2.48M 0.15%
150,533
+102,830
+216% +$1.77M
BRW
134
Saba Capital Income & Opportunities Fund
BRW
$339M
$2.46M 0.15%
234,254
+131,323
+128% +$1.45M
BDJ icon
135
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2.35M 0.15%
294,760
-107,629
-27% -$881K
SAR icon
136
Saratoga Investment
SAR
$322M
$2.31M 0.14%
134,704
+18,294
+16% +$309K
PDI icon
137
PIMCO Dynamic Income Fund
PDI
$7.42B
$2.29M 0.14%
+78,304
New +$2.32M
NPF
138
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.28M 0.14%
176,812
– –
JHP
139
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.16M 0.13%
265,245
– –
BSL
140
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$2.13M 0.13%
124,246
-17,849
-13% -$312K
DMB
141
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$2.11M 0.13%
181,802
– –
CMK
142
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$2.07M 0.13%
245,689
+14,500
+6% +$125K
RNP icon
143
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$1.97M 0.12%
112,490
+8,700
+8% +$162K
TLI
144
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.96M 0.12%
177,236
+167,007
+1,633% +$1.87M
SPE
145
Special Opportunities Fund
SPE
$144M
$1.95M 0.12%
133,696
+9,002
+7% +$133K
IHD
146
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$1.86M 0.12%
188,376
+88,970
+90% +$922K
IQI icon
147
Invesco Quality Municipal Securities
IQI
$534M
$1.81M 0.11%
153,363
– –
BLW icon
148
BlackRock Limited Duration Income Trust
BLW
$493M
$1.77M 0.11%
117,167
+50,039
+75% +$798K
KMF
149
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.73M 0.11%
58,628
-37,840
-39% -$1.24M
CET
150
Central Securities Corp
CET
$1.65B
$1.72M 0.11%
80,395
– –
4 5
6
7 8

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Rivernorth Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Rivernorth Capital Management held 192 positions worth $1.61B, up 8% from $1.49B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $181M of net new capital in Q2 2015, opening 20 new positions and adding to 82 existing holdings. Its largest new stake was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.7% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Diversified Real Asset Income Fd, an estimated $5M trimmed.

  • Rivernorth Capital Management's largest Q2 2015 buy was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.
  • Rivernorth Capital Management added most to Clough Global Opportunities Fund in Q2 2015, an estimated $34.1M increase.
  • Rivernorth Capital Management's biggest Q2 2015 reduction was Diversified Real Asset Income Fd, cutting an estimated $5M.
  • Rivernorth Capital Management fully exited CORNERSTONE PROGRESSIVE RETURN FD COM in Q2 2015, selling an estimated $4.33M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $1.61B portfolio in Q2 2015.
  • Rivernorth Capital Management opened 20 new positions and closed 12 in Q2 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.61B.

Based on Rivernorth Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.