RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.6%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.61B
AUM Growth
+$1.61B
Cap. Flow
+$173M
Cap. Flow %
10.73%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
29
Closed
12

Top Buys

1
GLO
Clough Global Opportunities Fund
GLO
$32.8M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$14.5M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.73M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$8.75M
5
ISD
PGIM High Yield Bond Fund
ISD
$8.73M

Top Sells

1
DRA
Diversified Real Asset Income Fd
DRA
$4.88M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.34M
3
PFN
PIMCO Income Strategy Fund II
PFN
$3.87M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$3.13M

Sector Composition

1 Financials 3.99%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPC icon
126
Nuveen Preferred & Income Opportunities Fund
JPC
$2.6B
$3M 0.19% 327,017 -273,234 -46% -$2.5M
PHD
127
Pioneer Floating Rate Fund
PHD
$123M
$2.99M 0.19% 262,871 +190,665 +264% +$2.17M
GMZ
128
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$2.95M 0.18% 196,891 -167,910 -46% -$2.51M
VVR icon
129
Invesco Senior Income Trust
VVR
$561M
$2.82M 0.17% 631,648 +84,271 +15% +$376K
EFF
130
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.67M 0.17% 172,349 +20,418 +13% +$316K
GFY
131
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$2.51M 0.16% +152,135 New +$2.51M
BBN icon
132
BlackRock Taxable Municipal Bond Trust
BBN
$1.02B
$2.5M 0.15% +125,645 New +$2.5M
JSD
133
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$2.48M 0.15% 150,533 +102,830 +216% +$1.69M
BRW
134
Saba Capital Income & Opportunities Fund
BRW
$353M
$2.46M 0.15% 468,508 +262,646 +128% +$1.38M
BDJ icon
135
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$2.35M 0.15% 294,760 -107,629 -27% -$859K
SAR icon
136
Saratoga Investment
SAR
$407M
$2.31M 0.14% 134,704 +18,294 +16% +$314K
PDI icon
137
PIMCO Dynamic Income Fund
PDI
$7.44B
$2.29M 0.14% +78,304 New +$2.29M
NPF
138
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.28M 0.14% 176,812 – –
JHP
139
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.16M 0.13% 265,245 – –
BSL
140
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$2.13M 0.13% 124,246 -17,849 -13% -$306K
DMB
141
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$184M
$2.11M 0.13% 181,802 – –
CMK
142
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$2.07M 0.13% 245,689 +14,500 +6% +$122K
RNP icon
143
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.07B
$1.97M 0.12% 112,490 +8,700 +8% +$152K
TLI
144
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.96M 0.12% 177,236 +167,007 +1,633% +$1.84M
SPE
145
Special Opportunities Fund
SPE
$167M
$1.95M 0.12% 127,719 +8,600 +7% +$132K
IHD
146
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$1.86M 0.12% 188,376 +88,970 +90% +$877K
IQI icon
147
Invesco Quality Municipal Securities
IQI
$498M
$1.81M 0.11% 153,363 – –
BLW icon
148
BlackRock Limited Duration Income Trust
BLW
$549M
$1.78M 0.11% 117,167 +50,039 +75% +$758K
KMF
149
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.73M 0.11% 58,628 -37,840 -39% -$1.12M
CET
150
Central Securities Corp
CET
$1.45B
$1.72M 0.11% 80,395 – –
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