RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-0.32%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$950M
AUM Growth
+$52M
Cap. Flow
+$49.8M
Cap. Flow %
5.24%
Top 10 Hldgs %
28.58%
Holding
211
New
46
Increased
83
Reduced
39
Closed
23

Top Buys

1
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$8.17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
$7.44M
3
BIT icon
BlackRock Multi-Sector Income Trust
BIT
$7.16M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$6.72M
5
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
$5.33M

Top Sells

1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$8.99M
2
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.19M
3
GHY
PGIM Global High Yield Fund
GHY
$5.64M
4
USA icon
Liberty All-Star Equity Fund
USA
$5.51M
5
DNP icon
DNP Select Income Fund
DNP
$5.42M

Sector Composition

1 Financials 1.97%
2 Technology 0.05%
3 Energy 0.04%
4 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MHY
126
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.04M 0.11%
182,654
+90,021
+97% +$512K
PMM
127
Putnam Managed Municipal Income
PMM
$257M
$1.02M 0.11%
148,674
+2,600
+2% +$17.8K
EHI
128
Western Asset Global High Income Fund
EHI
$199M
$1.01M 0.11%
81,575
+67,675
+487% +$835K
ARK
129
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
$960K 0.1%
243,706
+142,104
+140% +$560K
TSI
130
TCW Strategic Income Fund
TSI
$238M
$939K 0.1%
174,144
– –
GHI
131
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$926K 0.1%
+89,961
New +$926K
GLV
132
Clough Global Dividend & Income Fund
GLV
$72.2M
$917K 0.1%
60,210
+5,155
+9% +$78.5K
EMD
133
DELISTED
Western Asset Emerging Markets
EMD
$910K 0.1%
72,602
+50,553
+229% +$634K
HYB
134
DELISTED
New America High Income Fund, Inc.
HYB
$889K 0.09%
93,512
-22,606
-19% -$215K
NKX icon
135
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$574M
$888K 0.09%
+71,932
New +$888K
MMU
136
Western Asset Managed Municipals Fund
MMU
$551M
$886K 0.09%
71,707
+11,700
+19% +$145K
GDL
137
GDL Fund
GDL
$96.5M
$880K 0.09%
77,973
-263,479
-77% -$2.97M
NMZ icon
138
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.18B
$872K 0.09%
+74,738
New +$872K
HEQ
139
John Hancock Hedged Equity & Income Fund
HEQ
$130M
$803K 0.08%
48,304
-42,365
-47% -$704K
SSSS icon
140
SuRo Capital
SSSS
$207M
$783K 0.08%
81,409
-487,586
-86% -$4.69M
BHY
141
DELISTED
BLACKROCK HIGH YIELD TST SBI
BHY
$759K 0.08%
+109,655
New +$759K
FEN
142
DELISTED
First Trust Energy Income and Growth Fund
FEN
$730K 0.08%
22,827
-128,939
-85% -$4.12M
MNP
143
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$730K 0.08%
+52,800
New +$730K
ACAS
144
DELISTED
American Capital Ltd
ACAS
$701K 0.07%
+51,000
New +$701K
HYF
145
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$684K 0.07%
341,936
+22,709
+7% +$45.4K
MUH
146
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$601K 0.06%
42,477
-26,967
-39% -$382K
GHY
147
PGIM Global High Yield Fund
GHY
$547M
$591K 0.06%
33,907
-323,639
-91% -$5.64M
VKI icon
148
Invesco Advantage Municipal Income Trust II
VKI
$373M
$577K 0.06%
+53,850
New +$577K
ICB
149
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$561K 0.06%
33,713
– –
EQS icon
150
Equus Total Return
EQS
$30.7M
$558K 0.06%
295,005
– –
4 5
6
7 8