RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
+$1.49B
Cap. Flow
-$16.7M
Cap. Flow %
-1.12%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

1
STEW
SRH Total Return Fund
STEW
$26.6M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.1M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$14.4M
4
ACAS
American Capital Ltd
ACAS
$8.24M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$7.58M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$15.5M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
$9.53M
5
PSEC icon
Prospect Capital
PSEC
$8.57M

Sector Composition

1 Financials 3.11%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACP
101
abrdn Income Credit Strategies Fund
ACP
$743M
$3.85M 0.26%
253,944
– –
GDX icon
102
VanEck Gold Miners ETF
GDX
$19.8B
$3.82M 0.26%
209,517
-49,700
-19% -$907K
IWM icon
103
iShares Russell 2000 ETF
IWM
$66.6B
$3.73M 0.25%
30,000
-26,350
-47% -$3.28M
HYB
104
DELISTED
New America High Income Fund, Inc.
HYB
$3.73M 0.25%
411,832
– –
MHY
105
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$3.71M 0.25%
716,570
+238,993
+50% +$1.24M
LCM
106
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.69M 0.25%
391,499
– –
NQS
107
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.67M 0.25%
260,407
– –
NZF icon
108
Nuveen Municipal Credit Income Fund
NZF
$2.31B
$3.62M 0.24%
255,186
– –
FTT
109
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.48M 0.23%
257,709
+9,400
+4% +$127K
GHY
110
PGIM Global High Yield Fund
GHY
$547M
$3.47M 0.23%
217,641
-251,501
-54% -$4.01M
EVF
111
Eaton Vance Senior Income Trust
EVF
$101M
$3.41M 0.23%
524,257
+36,100
+7% +$235K
GHI
112
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$3.34M 0.22%
381,278
+27,623
+8% +$242K
BDJ icon
113
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.59B
$3.3M 0.22%
402,389
-65,605
-14% -$539K
JMT
114
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.3M 0.22%
145,788
– –
PMO
115
Putnam Municipal Opportunities Trust
PMO
$276M
$3.28M 0.22%
267,201
– –
IGR
116
CBRE Global Real Estate Income Fund
IGR
$700M
$3.24M 0.22%
362,324
-24,200
-6% -$217K
GDL
117
GDL Fund
GDL
$96.1M
$3.21M 0.22%
310,425
+19,510
+7% +$202K
NIQ
118
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.21M 0.22%
247,072
-44,381
-15% -$576K
KMF
119
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$3.16M 0.21%
96,468
+4,613
+5% +$151K
NKX icon
120
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$565M
$3.13M 0.21%
209,471
-447,196
-68% -$6.68M
CEE
121
Central and Eastern Europe Fund
CEE
$103M
$3.05M 0.2%
148,802
– –
ABE
122
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$2.99M 0.2%
237,987
– –
VVR icon
123
Invesco Senior Income Trust
VVR
$558M
$2.6M 0.17%
547,377
+89,034
+19% +$422K
EFF
124
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.58M 0.17%
151,931
-46,275
-23% -$787K
BKCC
125
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.56M 0.17%
282,682
+2,074
+0.7% +$18.8K
3 4
5
6 7