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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
-$16.5M
Cap. Flow %
-1.11%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$27.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.2M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$14M
4
ACAS
American Capital Ltd
ACAS
+$8.16M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

Rank Stock Value
1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$15.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.66M

Sector Composition

Rank Sector Weight
1 Financials 4.74%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACP
101
abrdn Income Credit Strategies Fund
ACP
$637M
$3.85M 0.26%
262,370
– –
GDX icon
102
VanEck Gold Miners ETF
GDX
$27.6B
$3.82M 0.26%
209,517
-49,700
-19% -$1.01M
IWM icon
103
iShares Russell 2000 ETF
IWM
$81.5B
$3.73M 0.25%
30,000
-26,350
-47% -$3.18M
HYB
104
DELISTED
New America High Income Fund, Inc.
HYB
$3.73M 0.25%
411,832
– –
MHY
105
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$3.71M 0.25%
716,570
+238,993
+50% +$1.23M
LCM
106
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.69M 0.25%
391,499
– –
NQS
107
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.67M 0.25%
260,407
– –
NZF icon
108
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$3.62M 0.24%
255,186
– –
FTT
109
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.48M 0.23%
257,709
+9,400
+4% +$123K
GHY
110
PGIM Global High Yield Fund
GHY
$479M
$3.47M 0.23%
217,641
-251,501
-54% -$4.11M
EVF
111
Eaton Vance Senior Income Trust
EVF
$91.6M
$3.41M 0.23%
524,257
+36,100
+7% +$231K
GHI
112
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$3.34M 0.22%
381,278
+27,623
+8% +$242K
BDJ icon
113
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$3.3M 0.22%
402,389
-65,605
-14% -$535K
JMT
114
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.3M 0.22%
145,788
– –
PMO
115
Franklin Municipal Opportunities Trust
PMO
$285M
$3.28M 0.22%
267,201
– –
IGR
116
CBRE Global Real Estate Income Fund
IGR
$707M
$3.24M 0.22%
362,324
-24,200
-6% -$220K
GDL
117
GDL Fund
GDL
$91.9M
$3.21M 0.22%
310,425
+19,510
+7% +$200K
NIQ
118
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.21M 0.22%
247,072
-44,381
-15% -$576K
KMF
119
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$3.16M 0.21%
96,468
+4,613
+5% +$151K
NKX icon
120
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$3.13M 0.21%
209,471
-447,196
-68% -$6.63M
CEE
121
Central and Eastern Europe Fund
CEE
$137M
$3.05M 0.2%
148,802
– –
ABE
122
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$2.99M 0.2%
237,987
– –
VVR icon
123
Invesco Senior Income Trust
VVR
$459M
$2.6M 0.17%
547,377
+89,034
+19% +$411K
EFF
124
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.58M 0.17%
151,931
-46,275
-23% -$769K
BKCC
125
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.56M 0.17%
282,682
+2,074
+0.7% +$17.9K
3 4
5
6 7

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Rivernorth Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Rivernorth Capital Management held 211 positions worth $1.49B, down 0.97% from $1.51B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q1 2015 filing shows 11 new, 68 increased, 54 reduced and 39 closed positions. Its largest new stake was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M. The largest sale was Goldman Sachs MLP Energy Renaissance Fund, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.5% a quarter earlier, followed by Energy and Technology.

  • Rivernorth Capital Management's largest Q1 2015 buy was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M.
  • Rivernorth Capital Management added most to SRH Total Return Fund in Q1 2015, an estimated $27.2M increase.
  • Rivernorth Capital Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $10.3M.
  • Rivernorth Capital Management fully exited Goldman Sachs MLP Energy Renaissance Fund in Q1 2015, selling an estimated $15.5M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.49B portfolio in Q1 2015.
  • Rivernorth Capital Management opened 11 new positions and closed 39 in Q1 2015.
  • Rivernorth Capital Management's portfolio value fell 0.97% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2015, filed 15 May 2015.