RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-0.32%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$950M
AUM Growth
+$52M
Cap. Flow
+$49.8M
Cap. Flow %
5.24%
Top 10 Hldgs %
28.58%
Holding
211
New
46
Increased
83
Reduced
39
Closed
23

Top Buys

1
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$8.17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
$7.44M
3
BIT icon
BlackRock Multi-Sector Income Trust
BIT
$7.16M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$6.72M
5
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
$5.33M

Top Sells

1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$8.99M
2
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.19M
3
GHY
PGIM Global High Yield Fund
GHY
$5.64M
4
USA icon
Liberty All-Star Equity Fund
USA
$5.51M
5
DNP icon
DNP Select Income Fund
DNP
$5.42M

Sector Composition

1 Financials 1.97%
2 Technology 0.05%
3 Energy 0.04%
4 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVK
101
Advent Convertible and Income Fund
AVK
$551M
$1.74M 0.18%
101,552
-141,532
-58% -$2.42M
NRO
102
Neuberger Berman Real Estate Securities Income Fund
NRO
$208M
$1.73M 0.18%
400,406
+189,369
+90% +$817K
FHY
103
DELISTED
First Trust Strategic High
FHY
$1.73M 0.18%
108,545
+13,000
+14% +$207K
FTF
104
Franklin Limited Duration Income Trust
FTF
$259M
$1.71M 0.18%
+131,325
New +$1.71M
RNP icon
105
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.06B
$1.7M 0.18%
+109,526
New +$1.7M
JMT
106
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$1.67M 0.18%
+69,682
New +$1.67M
LBF
107
DELISTED
Deutsche Global High Incm Fund
LBF
$1.65M 0.17%
205,534
– –
GUT
108
Gabelli Utility Trust
GUT
$527M
$1.55M 0.16%
251,056
-242,298
-49% -$1.5M
CHW
109
Calamos Global Dynamic Income Fund
CHW
$465M
$1.55M 0.16%
+182,081
New +$1.55M
BGB
110
Blackstone Strategic Credit 2027 Term Fund
BGB
$561M
$1.49M 0.16%
+84,176
New +$1.49M
ABE
111
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$1.48M 0.16%
76,239
– –
RNE
112
DELISTED
MORGAN STLY EASTEURO FD
RNE
$1.45M 0.15%
77,812
-90,036
-54% -$1.68M
MQT icon
113
BlackRock MuniYield Quality Fund II
MQT
$213M
$1.42M 0.15%
114,705
+73,685
+180% +$912K
BNA
114
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$1.34M 0.14%
135,034
+62,508
+86% +$619K
NIQ
115
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.34M 0.14%
116,238
+74,598
+179% +$857K
MSD
116
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$1.33M 0.14%
133,359
+22,157
+20% +$222K
SGL
117
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$1.28M 0.13%
137,633
+78,118
+131% +$726K
SPY icon
118
SPDR S&P 500 ETF Trust
SPY
$662B
$1.26M 0.13%
7,500
-8,000
-52% -$1.34M
MMT
119
MFS Multimarket Income Trust
MMT
$260M
$1.22M 0.13%
+184,506
New +$1.22M
GT.PRA
120
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$1.2M 0.13%
18,900
– –
NPF
121
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$1.18M 0.12%
+91,400
New +$1.18M
MUS
122
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.16M 0.12%
+93,295
New +$1.16M
HSA
123
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$1.13M 0.12%
177,271
– –
DMO
124
Western Asset Mortgage Opportunity Fund
DMO
$136M
$1.06M 0.11%
47,050
-28,907
-38% -$651K
PCF
125
High Income Securities Fund
PCF
$121M
$1.04M 0.11%
132,648
+2,094
+2% +$16.5K
3 4
5
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