RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.38B
AUM Growth
-$169M
Cap. Flow
-$232M
Cap. Flow %
-16.82%
Top 10 Hldgs %
26.9%
Holding
161
New
12
Increased
41
Reduced
71
Closed
22

Top Buys

1
PPT
Putnam Premier Income Trust
PPT
$8M
2
HIO
Western Asset High Income Opportunity Fund
HIO
$7.63M
3
USA icon
Liberty All-Star Equity Fund
USA
$5.58M
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$5.36M
5
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$4.55M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$74.9M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$39.4M
3
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$20.8M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$13.4M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
$13.3M

Sector Composition

1 Financials 1.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LCM
76
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$5.67M 0.41%
679,452
+57,697
+9% +$482K
EVF
77
Eaton Vance Senior Income Trust
EVF
$101M
$5.56M 0.4%
863,252
-154,886
-15% -$997K
GDX icon
78
VanEck Gold Miners ETF
GDX
$19.9B
$5.54M 0.4%
209,517
– –
FAM
79
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$5.52M 0.4%
468,449
-102,065
-18% -$1.2M
SPE.PRB
80
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$5.36M 0.39%
+207,430
New +$5.36M
GLV
81
Clough Global Dividend & Income Fund
GLV
$72.2M
$5.32M 0.39%
438,683
+1,001
+0.2% +$12.1K
SBW
82
DELISTED
Western Asset Worldwide Income
SBW
$5.02M 0.36%
432,510
+31,737
+8% +$368K
CIK
83
Credit Suisse Asset Management Income Fund
CIK
$163M
$4.81M 0.35%
1,532,763
-241,626
-14% -$759K
ACP
84
abrdn Income Credit Strategies Fund
ACP
$740M
$4.81M 0.35%
382,856
-38,774
-9% -$487K
BGH
85
Barings Global Short Duration High Yield Fund
BGH
$332M
$4.73M 0.34%
254,019
-295,221
-54% -$5.5M
FRA icon
86
BlackRock Floating Rate Income Strategies Fund
FRA
$471M
$4.61M 0.34%
332,786
-14,800
-4% -$205K
IGR
87
CBRE Global Real Estate Income Fund
IGR
$765M
$4.41M 0.32%
525,117
-176,077
-25% -$1.48M
KHI
88
DELISTED
Deutsche High Income Trust
KHI
$4.37M 0.32%
473,923
-13,841
-3% -$127K
ICB
89
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.36M 0.32%
230,385
– –
CIF
90
MFS Intermediate High Income Fund
CIF
$31.3M
$4.29M 0.31%
1,669,713
+179,420
+12% +$461K
FULL
91
DELISTED
Full Circle Capital Corporation
FULL
$4.28M 0.31%
1,620,992
+7,000
+0.4% +$18.5K
AWP
92
abrdn Global Premier Properties Fund
AWP
$347M
$4.24M 0.31%
+764,371
New +$4.24M
FSAM
93
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$4.04M 0.29%
+732,666
New +$4.04M
HHY
94
DELISTED
Brookfield High Income Fund Inc.
HHY
$3.96M 0.29%
540,922
+65,554
+14% +$480K
GARS
95
DELISTED
Garrison Capital Inc.
GARS
$3.93M 0.29%
387,780
+93,941
+32% +$952K
GDL
96
GDL Fund
GDL
$96.5M
$3.82M 0.28%
383,472
-2,992
-0.8% -$29.8K
IWM icon
97
iShares Russell 2000 ETF
IWM
$67.8B
$3.73M 0.27%
30,000
– –
RMT
98
Royce Micro-Cap Trust
RMT
$541M
$3.61M 0.26%
+462,375
New +$3.61M
EHI
99
Western Asset Global High Income Fund
EHI
$199M
$3.4M 0.25%
333,455
-3,564
-1% -$36.3K
ABE
100
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$3.4M 0.25%
268,587
– –
2 3
4
5 6