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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.63B
AUM Growth
-$131M
Cap. Flow
-$145M
Cap. Flow %
-8.9%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
71
Reduced
52
Closed
35

Top Buys

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$13M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$9.09M
3
GLO
Clough Global Opportunities Fund
GLO
+$5.11M
4
AVK
Advent Convertible and Income Fund
AVK
+$4.89M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
+$4.12M

Top Sells

Rank Stock Value
1
OCSL icon
Oaktree Specialty Lending
OCSL
+$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$19.4M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$9.76M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUND
76
Sprott Focus Trust
FUND
$307M
$6.01M 0.37%
986,685
+128,668
+15% +$709K
WIW
77
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$5.98M 0.37%
540,457
– –
MSD
78
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$5.95M 0.37%
677,787
– –
NHS
79
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$5.95M 0.37%
560,713
– –
AGC
80
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$5.93M 0.37%
1,093,006
+9,230
+0.9% +$46.8K
AIF
81
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.9M 0.36%
433,770
– –
JFR icon
82
Nuveen Floating Rate Income Fund
JFR
$1.25B
$5.89M 0.36%
584,986
-11,635
-2% -$113K
ACV
83
Virtus Diversified Income & Convertible Fund
ACV
$282M
$5.86M 0.36%
329,434
-20,419
-6% -$337K
NMO
84
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$5.76M 0.35%
405,070
-332,923
-45% -$4.67M
KMM
85
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.75M 0.35%
724,733
– –
NSLR
86
Neostellar Capital Corp
NSLR
$254M
$5.73M 0.35%
1,218,633
-253,589
-17% -$1.26M
GHI
87
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$5.6M 0.34%
644,902
– –
MHY
88
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$5.58M 0.34%
1,258,946
-10,900
-0.9% -$47.3K
HYB
89
DELISTED
New America High Income Fund, Inc.
HYB
$5.57M 0.34%
690,601
+37,008
+6% +$278K
PFX icon
90
PhenixFIN
PFX
$90M
$5.5M 0.34%
41,643
-47,177
-53% -$6.03M
OHAI
91
DELISTED
OHA Investment Corporation
OHAI
$5.45M 0.34%
1,608,049
+403,275
+33% +$1.34M
EVF
92
Eaton Vance Senior Income Trust
EVF
$90.5M
$5.45M 0.34%
940,671
+32,400
+4% +$179K
MFIC icon
93
MidCap Financial Investment
MFIC
$804M
$5.08M 0.31%
305,171
-105,513
-26% -$1.63M
JRO
94
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4.98M 0.31%
503,492
+193,997
+63% +$1.81M
FRA icon
95
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$4.82M 0.3%
368,652
+47,567
+15% +$596K
IGR
96
CBRE Global Real Estate Income Fund
IGR
$713M
$4.79M 0.29%
613,451
+8,300
+1% +$60.1K
VGI
97
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$4.77M 0.29%
336,675
– –
GLV
98
Clough Global Dividend & Income Fund
GLV
$78.1M
$4.74M 0.29%
408,579
+41,218
+11% +$473K
SGL
99
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.74M 0.29%
531,762
– –
SAR icon
100
Saratoga Investment
SAR
$322M
$4.62M 0.28%
294,905
+21,045
+8% +$304K
2 3
4
5 6

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Rivernorth Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Rivernorth Capital Management held 206 positions worth $1.63B, down 7.5% from $1.76B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management withdrew a net $145M in Q1 2016, closing 35 positions and reducing 52 holdings. Its most notable exit was Oaktree Specialty Lending, an estimated $51.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, down from 8.6% a quarter earlier, followed by Real Estate.

Against the trend, Rivernorth Capital Management opened a new position in NexPoint Diversified Real Estate Trust worth $9.03M.

  • Rivernorth Capital Management's largest Q1 2016 buy was NexPoint Diversified Real Estate Trust: 500,097 shares worth $9.03M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q1 2016, an estimated $13M increase.
  • Rivernorth Capital Management's biggest Q1 2016 reduction was abrdn Asia-Pacific Income Fund, cutting an estimated $19.4M.
  • Rivernorth Capital Management fully exited Oaktree Specialty Lending in Q1 2016, selling an estimated $51.2M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.63B portfolio in Q1 2016.
  • Rivernorth Capital Management opened 8 new positions and closed 35 in Q1 2016.
  • Rivernorth Capital Management's portfolio value fell 7.5% quarter-over-quarter to $1.63B.

Based on Rivernorth Capital Management's 13F filing for Q1 2016, filed 16 May 2016.