RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
-$144M
Cap. Flow %
-8.85%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
72
Reduced
51
Closed
35

Top Buys

1
VVR icon
Invesco Senior Income Trust
VVR
$13.6M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$9.03M
3
GLO
Clough Global Opportunities Fund
GLO
$5.24M
4
AVK
Advent Convertible and Income Fund
AVK
$5.16M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$4.35M

Top Sells

1
OCSL icon
Oaktree Specialty Lending
OCSL
$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$20.9M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$9.76M

Sector Composition

1 Financials 4.23%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FUND
76
Sprott Focus Trust
FUND
$244M
$6.01M 0.37%
986,685
+128,668
+15% +$784K
WIW
77
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$5.98M 0.37%
540,457
– –
MSD
78
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$5.95M 0.37%
677,787
– –
NHS
79
Neuberger Berman High Yield Strategies Fund
NHS
$229M
$5.95M 0.37%
560,713
– –
AGC
80
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$5.94M 0.37%
1,093,006
+9,230
+0.9% +$50.1K
AIF
81
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.9M 0.36%
433,770
– –
JFR icon
82
Nuveen Floating Rate Income Fund
JFR
$1.13B
$5.89M 0.36%
584,986
-11,635
-2% -$117K
ACV
83
Virtus Diversified Income & Convertible Fund
ACV
$239M
$5.86M 0.36%
329,434
-20,419
-6% -$363K
NMO
84
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$5.76M 0.35%
405,070
-332,923
-45% -$4.73M
KMM
85
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.75M 0.35%
724,733
– –
SSSS icon
86
SuRo Capital
SSSS
$208M
$5.73M 0.35%
1,022,963
+67,034
+7% +$375K
GHI
87
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$5.6M 0.34%
644,902
– –
MHY
88
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$5.58M 0.34%
1,258,946
-10,900
-0.9% -$48.3K
HYB
89
DELISTED
New America High Income Fund, Inc.
HYB
$5.57M 0.34%
690,601
+37,008
+6% +$299K
PFX icon
90
PhenixFIN
PFX
$95.9M
$5.5M 0.34%
832,864
-943,542
-53% -$6.23M
OHAI
91
DELISTED
OHA Investment Corporation
OHAI
$5.45M 0.34%
1,608,049
+403,275
+33% +$1.37M
EVF
92
Eaton Vance Senior Income Trust
EVF
$101M
$5.45M 0.34%
940,671
+32,400
+4% +$188K
MFIC icon
93
MidCap Financial Investment
MFIC
$1.21B
$5.08M 0.31%
915,513
-316,538
-26% -$1.76M
JRO
94
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4.98M 0.31%
503,492
+193,997
+63% +$1.92M
FRA icon
95
BlackRock Floating Rate Income Strategies Fund
FRA
$468M
$4.82M 0.3%
368,652
+47,567
+15% +$622K
IGR
96
CBRE Global Real Estate Income Fund
IGR
$698M
$4.79M 0.29%
613,451
+8,300
+1% +$64.8K
VGI
97
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$4.77M 0.29%
336,675
– –
GLV
98
Clough Global Dividend & Income Fund
GLV
$71.6M
$4.74M 0.29%
408,171
+41,177
+11% +$478K
SGL
99
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.74M 0.29%
531,762
– –
SAR icon
100
Saratoga Investment
SAR
$406M
$4.62M 0.28%
294,905
+21,045
+8% +$330K
2 3
4
5 6