RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+9.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$134M
Cap. Flow %
-7.93%
Top 10 Hldgs %
29%
Holding
497
New
163
Increased
49
Reduced
116
Closed
141

Top Buys

1
OBDC icon
Blue Owl Capital
OBDC
$35.7M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
$26.9M
3
VVR icon
Invesco Senior Income Trust
VVR
$20.7M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$17.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$16.6M

Top Sells

1
EHI
Western Asset Global High Income Fund
EHI
$53.9M
2
HIX
Western Asset High Income Fund II
HIX
$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
$20.7M
4
PHD
Pioneer Floating Rate Fund
PHD
$14.7M
5
BFZ icon
BlackRock CA Municipal Income Trust
BFZ
$14.6M

Sector Composition

1 Financials 11.18%
2 Technology 0.74%
3 Healthcare 0.69%
4 Consumer Discretionary 0.62%
5 Industrials 0.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MAV
51
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$9.64M 0.57%
827,327
+775,170
+1,486% +$9.03M
FIV
52
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$9.42M 0.56%
1,048,094
-147,195
-12% -$1.32M
CHI
53
Calamos Convertible Opportunities and Income Fund
CHI
$820M
$9.35M 0.56%
690,328
+364,249
+112% +$4.93M
NVG icon
54
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.6B
$9.06M 0.54%
539,640
-827,953
-61% -$13.9M
MQT icon
55
BlackRock MuniYield Quality Fund II
MQT
$218M
$8.75M 0.52%
626,016
-1,789
-0.3% -$25K
IQI icon
56
Invesco Quality Municipal Securities
IQI
$512M
$7.96M 0.47%
610,476
+2,527
+0.4% +$33K
SOR
57
Source Capital
SOR
$366M
$7.94M 0.47%
199,020
-166,607
-46% -$6.65M
DUC
58
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$7.94M 0.47%
792,473
+364,832
+85% +$3.66M
DTF
59
DTF Tax-Free Income 2028 Term Fund
DTF
$79.9M
$7.93M 0.47%
532,312
-84,842
-14% -$1.26M
ARDC
60
Are Dynamic Credit Allocation Fund
ARDC
$354M
$7.69M 0.46%
538,316
-5,418
-1% -$77.4K
OCSI
61
DELISTED
Oaktree Strategic Income Corporation
OCSI
$7.6M 0.45%
+980,887
New +$7.6M
BIT icon
62
BlackRock Multi-Sector Income Trust
BIT
$589M
$7M 0.42%
399,340
+207,365
+108% +$3.64M
BGH
63
Barings Global Short Duration High Yield Fund
BGH
$333M
$6.87M 0.41%
455,439
+364,251
+399% +$5.5M
EVM
64
Eaton Vance California Municipal Bond Fund
EVM
$228M
$6.77M 0.4%
576,303
-8,997
-2% -$106K
EMO
65
ClearBridge Energy Midstream Opportunity Fund
EMO
$861M
$6.75M 0.4%
+502,224
New +$6.75M
GLO
66
Clough Global Opportunities Fund
GLO
$241M
$6.69M 0.4%
602,189
-393,917
-40% -$4.38M
DIAX icon
67
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$534M
$6.6M 0.39%
+433,875
New +$6.6M
BSE
68
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$6.19M 0.37%
454,270
-184,010
-29% -$2.51M
VKQ icon
69
Invesco Municipal Trust
VKQ
$517M
$6.1M 0.36%
476,013
+38,962
+9% +$499K
AVK
70
Advent Convertible and Income Fund
AVK
$551M
$6.07M 0.36%
377,069
+57,182
+18% +$920K
AEF
71
abrdn Emerging Markets Equity Income Fund
AEF
$252M
$5.99M 0.36%
734,462
-435,208
-37% -$3.55M
HIE
72
DELISTED
Miller/Howard High Income Equity Fund
HIE
$5.59M 0.33%
+721,461
New +$5.59M
JRO
73
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.47M 0.32%
631,651
+367,295
+139% +$3.18M
FEN
74
DELISTED
First Trust Energy Income and Growth Fund
FEN
$5.4M 0.32%
504,782
+26,153
+5% +$280K
MYN icon
75
BlackRock MuniYield New York Quality Fund
MYN
$367M
$5.2M 0.31%
390,941
-6,403
-2% -$85.1K
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