RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.31B
AUM Growth
-$135M
Cap. Flow
-$156M
Cap. Flow %
-11.93%
Top 10 Hldgs %
33.37%
Holding
166
New
25
Increased
37
Reduced
63
Closed
26

Top Buys

1
ARCC icon
Ares Capital
ARCC
$18.6M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$10.4M
3
CGBD icon
Carlyle Secured Lending
CGBD
$5.68M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
$5.36M
5
BRQS
Borqs Technologies, Inc. Ordinary Shares
BRQS
$4.99M

Top Sells

1
ERC
Allspring Multi-Sector Income Fund
ERC
$17.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$15M
3
GLO
Clough Global Opportunities Fund
GLO
$13.2M
4
RA
Brookfield Real Assets Income Fund
RA
$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
$9.73M

Sector Composition

1 Financials 4.39%
2 Technology 0.84%
3 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGC
51
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$7.71M 0.59%
1,236,956
-214,436
-15% -$1.34M
BLW icon
52
BlackRock Limited Duration Income Trust
BLW
$548M
$7.52M 0.58%
476,819
+62,166
+15% +$981K
GARS
53
DELISTED
Garrison Capital Inc.
GARS
$7.21M 0.55%
873,045
-45,493
-5% -$376K
MCR
54
MFS Charter Income Trust
MCR
$268M
$7.01M 0.54%
811,837
-6,114
-0.7% -$52.8K
NIE
55
Virtus Equity & Convertible Income Fund
NIE
$689M
$6.73M 0.52%
340,810
+35,755
+12% +$706K
DEX
56
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$6.65M 0.51%
583,340
+118,130
+25% +$1.35M
AFB
57
AllianceBernstein National Municipal Income Fund
AFB
$300M
$6.64M 0.51%
485,104
-4,200
-0.9% -$57.5K
RMT
58
Royce Micro-Cap Trust
RMT
$541M
$6.64M 0.51%
767,098
-161,449
-17% -$1.4M
EVF
59
Eaton Vance Senior Income Trust
EVF
$101M
$6.56M 0.5%
986,170
+88,350
+10% +$588K
MSD
60
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$6.45M 0.49%
652,520
+24,978
+4% +$247K
MMT
61
MFS Multimarket Income Trust
MMT
$263M
$6.42M 0.49%
1,035,979
-257,360
-20% -$1.6M
BHAC
62
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$6.42M 0.49%
622,740
– –
SWZ
63
Swiss Helvetia Fund
SWZ
$79.6M
$6.34M 0.49%
499,070
+377,235
+310% +$4.79M
PXH icon
64
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.58B
$6.11M 0.47%
307,565
-167,680
-35% -$3.33M
NHS
65
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$6.1M 0.47%
512,883
+25,171
+5% +$299K
WIA
66
Western Asset Inflation-Linked Income Fund
WIA
$196M
$5.78M 0.44%
511,801
+800
+0.2% +$9.04K
CGBD icon
67
Carlyle Secured Lending
CGBD
$1.01B
$5.68M 0.43%
+315,143
New +$5.68M
KMM
68
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.34M 0.41%
606,777
-34,532
-5% -$304K
EAD
69
Allspring Income Opportunities Fund
EAD
$421M
$5.33M 0.41%
622,705
+20,365
+3% +$174K
VLT icon
70
Invesco High Income Trust II
VLT
$72.7M
$5.3M 0.41%
355,355
+100,485
+39% +$1.5M
NIQ
71
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$5.27M 0.4%
406,390
-7,282
-2% -$94.4K
VEA icon
72
Vanguard FTSE Developed Markets ETF
VEA
$171B
$5.22M 0.4%
126,277
-68,843
-35% -$2.84M
BRQS
73
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$4.99M 0.38%
+2,537
New +$4.99M
SPE.PRB
74
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.88M 0.37%
191,280
– –
NVG icon
75
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.56B
$4.65M 0.36%
306,942
-421,881
-58% -$6.39M
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