RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
-$144M
Cap. Flow %
-8.85%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
72
Reduced
51
Closed
35

Top Buys

1
VVR icon
Invesco Senior Income Trust
VVR
$13.6M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$9.03M
3
GLO
Clough Global Opportunities Fund
GLO
$5.24M
4
AVK
Advent Convertible and Income Fund
AVK
$5.16M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$4.35M

Top Sells

1
OCSL icon
Oaktree Specialty Lending
OCSL
$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$20.9M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$9.76M

Sector Composition

1 Financials 4.23%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTF
51
Franklin Limited Duration Income Trust
FTF
$259M
$9.89M 0.61%
872,167
+97,831
+13% +$1.11M
HYI
52
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$9.52M 0.59%
682,577
– –
AVK
53
Advent Convertible and Income Fund
AVK
$552M
$9.38M 0.58%
710,391
+390,428
+122% +$5.16M
BGH
54
Barings Global Short Duration High Yield Fund
BGH
$327M
$9.28M 0.57%
556,287
+3,830
+0.7% +$63.9K
NMA
55
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$9.22M 0.57%
642,339
-207,303
-24% -$2.97M
NXDT
56
NexPoint Diversified Real Estate Trust
NXDT
$177M
$9.03M 0.56%
+500,097
New +$9.03M
NRO
57
Neuberger Berman Real Estate Securities Income Fund
NRO
$205M
$9.01M 0.55%
1,769,399
+91,172
+5% +$464K
CEF icon
58
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$8.84M 0.54%
737,465
– –
BWG
59
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$8.65M 0.53%
700,142
+900
+0.1% +$11.1K
PXH icon
60
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$8.12M 0.5%
521,245
– –
OEF icon
61
iShares S&P 100 ETF
OEF
$22.1B
$8M 0.49%
87,567
-1,000
-1% -$91.4K
NSL
62
DELISTED
NUVEEN SENIOR INCM FD
NSL
$7.75M 0.48%
1,313,189
-12,132
-0.9% -$71.6K
BOE icon
63
BlackRock Enhanced Global Dividend Trust
BOE
$656M
$7.68M 0.47%
646,722
-146,602
-18% -$1.74M
CTF
64
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$7.65M 0.47%
508,226
+10,410
+2% +$157K
CTR
65
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$7.15M 0.44%
688,423
-180,060
-21% -$1.87M
EVG
66
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$7.15M 0.44%
535,626
+45,775
+9% +$611K
EDI
67
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.69M 0.41%
542,027
-29,503
-5% -$364K
DHG
68
DELISTED
Deutsche High Incm Opportunities
DHG
$6.65M 0.41%
499,065
– –
INF
69
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$6.6M 0.41%
581,399
+44,589
+8% +$506K
GDO
70
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.5M
$6.57M 0.4%
398,119
-2,009
-0.5% -$33.1K
EHI
71
Western Asset Global High Income Fund
EHI
$200M
$6.42M 0.4%
710,508
-139,929
-16% -$1.26M
SCD
72
LMP Capital and Income Fund
SCD
$271M
$6.27M 0.39%
506,447
+52,790
+12% +$653K
IVH
73
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.23M 0.38%
489,311
– –
BGX
74
Blackstone Long-Short Credit Income Fund
BGX
$159M
$6.13M 0.38%
450,460
– –
NCZ
75
Virtus Convertible & Income Fund II
NCZ
$257M
$6.06M 0.37%
1,241,069
-1,304,106
-51% -$6.36M
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