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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.63B
AUM Growth
-$131M
Cap. Flow
-$145M
Cap. Flow %
-8.9%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
71
Reduced
52
Closed
35

Top Buys

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$13M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$9.09M
3
GLO
Clough Global Opportunities Fund
GLO
+$5.11M
4
AVK
Advent Convertible and Income Fund
AVK
+$4.89M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
+$4.12M

Top Sells

Rank Stock Value
1
OCSL icon
Oaktree Specialty Lending
OCSL
+$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$19.4M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$9.76M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTF
51
Franklin Limited Duration Income Trust
FTF
$233M
$9.89M 0.61%
872,167
+97,831
+13% +$1.05M
HYI
52
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$9.52M 0.59%
682,577
– –
AVK
53
Advent Convertible and Income Fund
AVK
$563M
$9.38M 0.58%
729,572
+400,970
+122% +$4.89M
BGH
54
Barings Global Short Duration High Yield Fund
BGH
$287M
$9.28M 0.57%
556,287
+3,830
+0.7% +$60.4K
NMA
55
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$9.22M 0.57%
642,339
-207,303
-24% -$2.92M
NXDT
56
NexPoint Diversified Real Estate Trust
NXDT
$238M
$9.03M 0.56%
+500,097
New +$9.09M
NRO
57
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$9.01M 0.55%
1,854,330
+95,548
+5% +$428K
CEF icon
58
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$8.84M 0.54%
737,465
– –
BWG
59
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$8.65M 0.53%
700,142
+900
+0.1% +$10.2K
PXH icon
60
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$8.12M 0.5%
521,245
– –
OEF icon
61
iShares S&P 100 ETF
OEF
$20.5B
$8M 0.49%
87,567
-1,000
-1% -$87.2K
NSL
62
DELISTED
NUVEEN SENIOR INCM FD
NSL
$7.75M 0.48%
1,313,189
-12,132
-0.9% -$67.6K
BOE icon
63
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$7.68M 0.47%
646,722
-146,602
-18% -$1.67M
CTF
64
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$7.65M 0.47%
508,226
+10,410
+2% +$160K
CTR
65
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$7.15M 0.44%
137,685
-36,012
-21% -$1.71M
EVG
66
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$7.14M 0.44%
535,626
+45,775
+9% +$598K
EDI
67
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.69M 0.41%
542,027
-29,503
-5% -$320K
DHG
68
DELISTED
Deutsche High Incm Opportunities
DHG
$6.65M 0.41%
499,065
– –
INF
69
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$6.6M 0.41%
581,399
+44,589
+8% +$460K
GDO
70
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$6.57M 0.4%
398,119
-2,009
-0.5% -$31.9K
EHI
71
Western Asset Global High Income Fund
EHI
$178M
$6.42M 0.4%
710,508
-139,929
-16% -$1.18M
SCD
72
LMP Capital and Income Fund
SCD
$358M
$6.26M 0.39%
506,447
+52,790
+12% +$603K
IVH
73
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.23M 0.38%
489,311
– –
BGX
74
Blackstone Long-Short Credit Income Fund
BGX
$138M
$6.13M 0.38%
450,460
– –
NCZ
75
Virtus Convertible & Income Fund II
NCZ
$301M
$6.06M 0.37%
310,267
-326,027
-51% -$5.9M
1 2
3
4 5

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Rivernorth Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Rivernorth Capital Management held 206 positions worth $1.63B, down 7.5% from $1.76B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management withdrew a net $145M in Q1 2016, closing 35 positions and reducing 52 holdings. Its most notable exit was Oaktree Specialty Lending, an estimated $51.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, down from 8.6% a quarter earlier, followed by Real Estate.

Against the trend, Rivernorth Capital Management opened a new position in NexPoint Diversified Real Estate Trust worth $9.03M.

  • Rivernorth Capital Management's largest Q1 2016 buy was NexPoint Diversified Real Estate Trust: 500,097 shares worth $9.03M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q1 2016, an estimated $13M increase.
  • Rivernorth Capital Management's biggest Q1 2016 reduction was abrdn Asia-Pacific Income Fund, cutting an estimated $19.4M.
  • Rivernorth Capital Management fully exited Oaktree Specialty Lending in Q1 2016, selling an estimated $51.2M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.63B portfolio in Q1 2016.
  • Rivernorth Capital Management opened 8 new positions and closed 35 in Q1 2016.
  • Rivernorth Capital Management's portfolio value fell 7.5% quarter-over-quarter to $1.63B.

Based on Rivernorth Capital Management's 13F filing for Q1 2016, filed 16 May 2016.