RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$1.76B
Cap. Flow
+$90.2M
Cap. Flow %
5.14%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

1
ACAS
American Capital Ltd
ACAS
$29.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$22M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$14.2M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$12.9M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.2M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
$5.53M

Sector Composition

1 Financials 7.24%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JLS icon
51
Nuveen Mortgage and Income Fund
JLS
$103M
$10.8M 0.61% 475,056 – –
CTR
52
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$10.7M 0.61% 868,483 -82,260 -9% -$1.01M
JGH icon
53
Nuveen Global High Income Fund
JGH
$315M
$10.5M 0.6% 763,711 +48,559 +7% +$667K
NMO
54
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$10.2M 0.58% 737,993 – –
BOE icon
55
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$10.1M 0.58% 793,324 -125,110 -14% -$1.6M
MVC
56
DELISTED
MVC Capital, Inc.
MVC
$10M 0.57% 1,360,091 +144,334 +12% +$1.06M
HCF
57
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$9.76M 0.56% 477,497 -1,437,220 -75% -$29.4M
HYI
58
Western Asset High Yield Opportunity Fund Inc.
HYI
$271M
$9.62M 0.55% 682,577 – –
VVR icon
59
Invesco Senior Income Trust
VVR
$561M
$9.56M 0.54% 2,365,216 +1,515,327 +178% +$6.12M
EMD
60
DELISTED
Western Asset Emerging Markets
EMD
$9.41M 0.54% 967,054 +81,607 +9% +$794K
ZTR
61
Virtus Total Return Fund
ZTR
$354M
$9.22M 0.53% 757,046 +49,484 +7% +$603K
BGH
62
Barings Global Short Duration High Yield Fund
BGH
$328M
$9.11M 0.52% 552,457 +80,506 +17% +$1.33M
BDCL
63
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$9.06M 0.52% 567,034 -223,115 -28% -$3.57M
TYG
64
Tortoise Energy Infrastructure Corp
TYG
$735M
$9.04M 0.51% +324,826 New +$9.04M
SSSS icon
65
SuRo Capital
SSSS
$208M
$8.96M 0.51% 955,929 -128,530 -12% -$1.2M
VKQ icon
66
Invesco Municipal Trust
VKQ
$506M
$8.73M 0.5% 683,462 -338,293 -33% -$4.32M
NRO
67
Neuberger Berman Real Estate Securities Income Fund
NRO
$207M
$8.41M 0.48% 1,678,227 +7,712 +0.5% +$38.6K
FTF
68
Franklin Limited Duration Income Trust
FTF
$259M
$8.3M 0.47% 774,336 – –
BWG
69
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$8.1M 0.46% 699,242 +67,550 +11% +$782K
OEF icon
70
iShares S&P 100 ETF
OEF
$22B
$8.08M 0.46% 88,567 -5,000 -5% -$456K
CTF
71
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$7.74M 0.44% 497,816 -200 -0% -$3.11K
NSL
72
DELISTED
NUVEEN SENIOR INCM FD
NSL
$7.65M 0.44% 1,325,321 +179,320 +16% +$1.03M
EHI
73
Western Asset Global High Income Fund
EHI
$201M
$7.42M 0.42% 850,437 +15,155 +2% +$132K
CEF icon
74
Sprott Physical Gold and Silver Trust
CEF
$6.27B
$7.37M 0.42% 737,465 – –
PXH icon
75
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$7.27M 0.41% 521,245 – –
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