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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
-$16.5M
Cap. Flow %
-1.11%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$27.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.2M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$14M
4
ACAS
American Capital Ltd
ACAS
+$8.16M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

Rank Stock Value
1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$15.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.66M

Sector Composition

Rank Sector Weight
1 Financials 4.74%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMO
51
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$10.1M 0.68%
740,593
– –
BWG
52
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$10M 0.67%
629,013
– –
PXH icon
53
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$9.64M 0.65%
521,245
+50,000
+11% +$937K
ZTR
54
Virtus Total Return Fund
ZTR
$337M
$9.53M 0.64%
696,459
-13,165
-2% -$182K
EMD
55
DELISTED
Western Asset Emerging Markets
EMD
$9.48M 0.64%
852,900
– –
HYI
56
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$9.46M 0.63%
578,926
+91,574
+19% +$1.46M
EMD
57
Western Asset Emerging Markets Debt Fund
EMD
$612M
$9.22M 0.62%
585,445
+331
+0.1% +$5.22K
PFX icon
58
PhenixFIN
PFX
$90.3M
$8.91M 0.6%
48,676
-3,647
-7% -$678K
CEF icon
59
Sprott Physical Gold and Silver Trust
CEF
$8.09B
$8.8M 0.59%
737,465
+80,100
+12% +$986K
FTF
60
Franklin Limited Duration Income Trust
FTF
$233M
$8.73M 0.59%
717,541
+42,876
+6% +$522K
NAD icon
61
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$8.53M 0.57%
595,706
-19,219
-3% -$275K
CTR
62
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$8.09M 0.54%
81,293
+44,332
+120% +$4.54M
GLQ
63
Clough Global Equity Fund
GLQ
$158M
$7.67M 0.51%
510,468
+7,750
+2% +$114K
NBB icon
64
Nuveen Taxable Municipal Income Fund
NBB
$453M
$7.59M 0.51%
357,443
+35,164
+11% +$746K
NPI
65
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$7.58M 0.51%
+540,821
New +$7.58M
GDO
66
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$7.48M 0.5%
422,672
+13,500
+3% +$242K
ARDC
67
Are Dynamic Credit Allocation Fund
ARDC
$299M
$7.25M 0.49%
445,750
+147,767
+50% +$2.4M
AWF
68
AllianceBernstein Global High Income Fund
AWF
$873M
$7.21M 0.48%
573,227
+178,495
+45% +$2.25M
DHG
69
DELISTED
Deutsche High Incm Opportunities
DHG
$7.17M 0.48%
499,065
– –
VTA
70
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$7.06M 0.47%
589,678
+175,558
+42% +$2.08M
AIF
71
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$7.01M 0.47%
429,431
– –
EDI
72
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.9M 0.46%
476,949
+5,375
+1% +$79.6K
IVH
73
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.87M 0.46%
423,245
-61,087
-13% -$986K
OCSL icon
74
Oaktree Specialty Lending
OCSL
$1.12B
$6.51M 0.44%
+297,460
New +$6.67M
MSD
75
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$6.28M 0.42%
677,787
+5,700
+0.8% +$52.6K
1 2
3
4 5

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Rivernorth Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Rivernorth Capital Management held 211 positions worth $1.49B, down 0.97% from $1.51B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q1 2015 filing shows 11 new, 68 increased, 54 reduced and 39 closed positions. Its largest new stake was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M. The largest sale was Goldman Sachs MLP Energy Renaissance Fund, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.5% a quarter earlier, followed by Energy and Technology.

  • Rivernorth Capital Management's largest Q1 2015 buy was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M.
  • Rivernorth Capital Management added most to SRH Total Return Fund in Q1 2015, an estimated $27.2M increase.
  • Rivernorth Capital Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $10.3M.
  • Rivernorth Capital Management fully exited Goldman Sachs MLP Energy Renaissance Fund in Q1 2015, selling an estimated $15.5M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.49B portfolio in Q1 2015.
  • Rivernorth Capital Management opened 11 new positions and closed 39 in Q1 2015.
  • Rivernorth Capital Management's portfolio value fell 0.97% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2015, filed 15 May 2015.