RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
+$1.49B
Cap. Flow
-$16.7M
Cap. Flow %
-1.12%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

1
STEW
SRH Total Return Fund
STEW
$26.6M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.1M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$14.4M
4
ACAS
American Capital Ltd
ACAS
$8.24M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$7.58M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$15.5M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
$9.53M
5
PSEC icon
Prospect Capital
PSEC
$8.57M

Sector Composition

1 Financials 3.11%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NMO
51
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$10.1M 0.68%
740,593
– –
BWG
52
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$10M 0.67%
629,013
– –
PXH icon
53
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$9.64M 0.65%
521,245
+50,000
+11% +$925K
ZTR
54
Virtus Total Return Fund
ZTR
$347M
$9.53M 0.64%
696,459
-13,165
-2% -$180K
EMD
55
DELISTED
Western Asset Emerging Markets
EMD
$9.48M 0.64%
852,900
– –
HYI
56
Western Asset High Yield Opportunity Fund Inc.
HYI
$270M
$9.47M 0.63%
578,926
+91,574
+19% +$1.5M
EMD
57
Western Asset Emerging Markets Debt Fund
EMD
$596M
$9.22M 0.62%
585,445
+331
+0.1% +$5.21K
PFX icon
58
PhenixFIN
PFX
$95.9M
$8.91M 0.6%
973,511
-72,949
-7% -$668K
CEF icon
59
Sprott Physical Gold and Silver Trust
CEF
$6.47B
$8.8M 0.59%
737,465
+80,100
+12% +$956K
FTF
60
Franklin Limited Duration Income Trust
FTF
$259M
$8.73M 0.59%
717,541
+42,876
+6% +$522K
NAD icon
61
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$8.53M 0.57%
595,706
-19,219
-3% -$275K
CTR
62
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$8.09M 0.54%
406,465
+221,658
+120% +$4.41M
GLQ
63
Clough Global Equity Fund
GLQ
$139M
$7.67M 0.51%
510,468
+7,750
+2% +$116K
NBB icon
64
Nuveen Taxable Municipal Income Fund
NBB
$469M
$7.59M 0.51%
357,443
+35,164
+11% +$747K
NPI
65
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$7.58M 0.51%
+540,821
New +$7.58M
GDO
66
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.9M
$7.48M 0.5%
422,672
+13,500
+3% +$239K
ARDC
67
Are Dynamic Credit Allocation Fund
ARDC
$351M
$7.25M 0.49%
445,750
+147,767
+50% +$2.4M
AWF
68
AllianceBernstein Global High Income Fund
AWF
$974M
$7.21M 0.48%
573,227
+178,495
+45% +$2.24M
DHG
69
DELISTED
Deutsche High Incm Opportunities
DHG
$7.17M 0.48%
499,065
– –
VTA
70
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$7.06M 0.47%
589,678
+175,558
+42% +$2.1M
AIF
71
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$7.01M 0.47%
429,431
– –
EDI
72
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.9M 0.46%
476,949
+5,375
+1% +$77.8K
IVH
73
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.87M 0.46%
423,245
-61,087
-13% -$991K
OCSL icon
74
Oaktree Specialty Lending
OCSL
$1.22B
$6.51M 0.44%
+892,380
New +$6.51M
MSD
75
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$6.28M 0.42%
677,787
+5,700
+0.8% +$52.8K
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