RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.24B
AUM Growth
+$1.24B
Cap. Flow
-$28.7M
Cap. Flow %
-2.31%
Top 10 Hldgs %
24.24%
Holding
216
New
26
Increased
63
Reduced
59
Closed
39

Top Buys

1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$17.6M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
$8.71M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.55M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.11M
5
ACAS
American Capital Ltd
ACAS
$5.98M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.4M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.4M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$15.5M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Sector Composition

1 Financials 2.06%
2 Materials 0.04%
3 Energy 0.03%
4 Consumer Discretionary 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOI
51
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$8.32M 0.67%
472,829
+46,583
+11% +$820K
CEF icon
52
Sprott Physical Gold and Silver Trust
CEF
$6.47B
$8.31M 0.67%
571,703
– –
NIO
53
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$7.96M 0.64%
564,310
-20,675
-4% -$292K
GDO
54
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.9M
$7.95M 0.64%
425,476
-16,130
-4% -$301K
DCA
55
DELISTED
Virtus Total Return Fund
DCA
$7.9M 0.63%
1,645,382
+2,075
+0.1% +$9.96K
GLQ
56
Clough Global Equity Fund
GLQ
$139M
$7.78M 0.63%
502,718
-3,703
-0.7% -$57.3K
DHG
57
DELISTED
Deutsche High Incm Opportunities
DHG
$7.37M 0.59%
499,065
– –
GDX icon
58
VanEck Gold Miners ETF
GDX
$19.8B
$7.24M 0.58%
273,737
+11,720
+4% +$310K
FTF
59
Franklin Limited Duration Income Trust
FTF
$259M
$6.92M 0.56%
528,677
+88,430
+20% +$1.16M
JPC icon
60
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$6.87M 0.55%
708,645
+9,218
+1% +$89.4K
BGX
61
Blackstone Long-Short Credit Income Fund
BGX
$158M
$6.73M 0.54%
379,334
– –
WIW
62
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$6.65M 0.53%
540,457
– –
ETJ
63
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$604M
$6.56M 0.53%
568,506
-91,780
-14% -$1.06M
PXH icon
64
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$6.51M 0.52%
305,240
– –
STEW
65
SRH Total Return Fund
STEW
$1.77B
$6.51M 0.52%
763,862
+6,000
+0.8% +$51.1K
FAX
66
abrdn Asia-Pacific Income Fund
FAX
$675M
$6.47M 0.52%
1,029,726
-2,466,686
-71% -$15.5M
NBB icon
67
Nuveen Taxable Municipal Income Fund
NBB
$469M
$6.41M 0.51%
312,479
-10,583
-3% -$217K
CFP
68
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.11M 0.49%
+1,331,118
New +$6.11M
AIF
69
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.99M 0.48%
326,600
+29,757
+10% +$546K
ACAS
70
DELISTED
American Capital Ltd
ACAS
$5.98M 0.48%
+391,384
New +$5.98M
VGI
71
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$5.73M 0.46%
320,858
-16,752
-5% -$299K
MMT
72
MFS Multimarket Income Trust
MMT
$260M
$5.56M 0.45%
835,404
+240,951
+41% +$1.6M
RNP icon
73
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.06B
$5.43M 0.44%
301,404
+157,628
+110% +$2.84M
NVG icon
74
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$5.42M 0.44%
382,814
+206,882
+118% +$2.93M
SVVC
75
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$5.41M 0.43%
254,496
+181,956
+251% +$3.87M
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