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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.25B
AUM Growth
+$16.6M
Cap. Flow
-$28.9M
Cap. Flow %
-2.32%
Top 10 Hldgs %
24.23%
Holding
217
New
27
Increased
63
Reduced
59
Closed
40

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$8.41M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.4M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$6.58M
5
ACAS
American Capital Ltd
ACAS
+$5.84M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.1M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$15.6M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$15.4M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
+$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Sector Composition

Rank Sector Weight
1 Financials 3.87%
2 Materials 0.04%
3 Energy 0.03%
4 Healthcare 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOI
51
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$8.32M 0.67%
472,829
+46,583
+11% +$803K
CEF icon
52
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$8.31M 0.67%
571,703
– –
NIO
53
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$7.96M 0.64%
564,310
-20,675
-4% -$290K
GDO
54
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$7.95M 0.64%
425,476
-16,130
-4% -$300K
DCA
55
DELISTED
Virtus Total Return Fund
DCA
$7.9M 0.63%
1,645,382
+2,075
+0.1% +$9.44K
GLQ
56
Clough Global Equity Fund
GLQ
$158M
$7.78M 0.63%
502,718
-3,703
-0.7% -$56.3K
DHG
57
DELISTED
Deutsche High Incm Opportunities
DHG
$7.37M 0.59%
499,065
– –
GDX icon
58
VanEck Gold Miners ETF
GDX
$27.4B
$7.24M 0.58%
273,737
+11,720
+4% +$281K
FTF
59
Franklin Limited Duration Income Trust
FTF
$233M
$6.92M 0.56%
528,677
+88,430
+20% +$1.16M
JPC icon
60
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$6.87M 0.55%
708,645
+9,218
+1% +$87.7K
BGX
61
Blackstone Long-Short Credit Income Fund
BGX
$138M
$6.73M 0.54%
379,334
– –
WIW
62
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$6.65M 0.53%
540,457
– –
ETJ
63
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$6.56M 0.53%
568,506
-91,780
-14% -$1.04M
PXH icon
64
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$6.51M 0.52%
305,240
– –
STEW
65
SRH Total Return Fund
STEW
$1.81B
$6.51M 0.52%
763,862
+6,000
+0.8% +$49.9K
FAX
66
abrdn Asia-Pacific Income Fund
FAX
$600M
$6.47M 0.52%
171,621
-411,114
-71% -$15.4M
NBB icon
67
Nuveen Taxable Municipal Income Fund
NBB
$453M
$6.41M 0.51%
312,479
-10,583
-3% -$212K
CFP
68
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.11M 0.49%
+332,780
New +$6.58M
AIF
69
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.99M 0.48%
326,600
+29,757
+10% +$537K
ACAS
70
DELISTED
American Capital Ltd
ACAS
$5.98M 0.48%
+391,384
New +$5.84M
VGI
71
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$5.73M 0.46%
320,858
-16,752
-5% -$293K
MMT
72
Aberdeen Multi-Market Income Fund
MMT
$243M
$5.55M 0.45%
835,404
+240,951
+41% +$1.59M
RNP icon
73
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$5.43M 0.44%
301,404
+157,628
+110% +$2.76M
NVG icon
74
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$5.42M 0.44%
382,814
+206,882
+118% +$2.85M
SVVC
75
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$5.41M 0.43%
254,496
+181,956
+251% +$3.78M
1 2
3
4 5

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Rivernorth Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Rivernorth Capital Management held 217 positions worth $1.25B, up 1.3% from $1.23B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q2 2014 filing shows 27 new, 63 increased, 59 reduced and 40 closed positions. Its largest new stake was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $17.1M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.8% a quarter earlier, followed by Materials and Energy.

  • Rivernorth Capital Management's largest Q2 2014 buy was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M.
  • Rivernorth Capital Management added most to Vanguard FTSE Developed Markets ETF in Q2 2014, an estimated $17.4M increase.
  • Rivernorth Capital Management's biggest Q2 2014 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $17.1M.
  • Rivernorth Capital Management fully exited Virtus Stone Harbor Emerging Markets Income Fund in Q2 2014, selling an estimated $5.88M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.25B portfolio in Q2 2014.
  • Rivernorth Capital Management opened 27 new positions and closed 40 in Q2 2014.
  • Rivernorth Capital Management's portfolio value rose 1.3% quarter-over-quarter to $1.25B.

Based on Rivernorth Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.