RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.98%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.28B
AUM Growth
+$1.28B
Cap. Flow
+$314M
Cap. Flow %
24.43%
Top 10 Hldgs %
22.6%
Holding
260
New
72
Increased
81
Reduced
45
Closed
44

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.1M
2
VMO icon
Invesco Municipal Opportunity Trust
VMO
$19.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$18M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$14.1M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
$12.5M

Top Sells

1
VOO icon
Vanguard S&P 500 ETF
VOO
$19.5M
2
OEF icon
iShares S&P 100 ETF
OEF
$10.8M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.75M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.2M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$5.02M

Sector Composition

1 Financials 2.69%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JGT
26
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.3M 1.1% 1,417,093 – –
NMA
27
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$14.1M 1.08% +1,162,015 New +$14.1M
PPT
28
Putnam Premier Income Trust
PPT
$353M
$13.5M 1.03% 2,472,465 +379,209 +18% +$2.06M
VWO icon
29
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$13.2M 1.01% 321,375 -55,000 -15% -$2.26M
ZTR
30
Virtus Total Return Fund
ZTR
$354M
$13.1M 1% 938,241 -77,425 -8% -$1.08M
VKQ icon
31
Invesco Municipal Trust
VKQ
$506M
$12.8M 0.99% 1,108,593 +753,961 +213% +$8.74M
PFN
32
PIMCO Income Strategy Fund II
PFN
$710M
$12.3M 0.95% 1,240,421 -4,984 -0.4% -$49.6K
XLG icon
33
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$12.3M 0.94% 94,701 +4,738 +5% +$615K
CTF
34
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$12M 0.92% +698,486 New +$12M
GAM
35
General American Investors Company
GAM
$1.4B
$11.6M 0.89% 329,504 +900 +0.3% +$31.7K
NAD icon
36
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$11.5M 0.88% 910,791 +186,385 +26% +$2.35M
SABA
37
Saba Capital Income & Opportunities Fund II
SABA
$256M
$10.8M 0.83% +1,352,976 New +$10.8M
BWG
38
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$10.6M 0.81% 627,955 -3,551 -0.6% -$59.9K
GHY
39
PGIM Global High Yield Fund
GHY
$546M
$10.4M 0.8% 601,769 +567,862 +1,675% +$9.85M
JLS icon
40
Nuveen Mortgage and Income Fund
JLS
$103M
$10.2M 0.78% 440,801 +317,386 +257% +$7.34M
ERC
41
Allspring Multi-Sector Income Fund
ERC
$267M
$10M 0.77% 714,478 +344,865 +93% +$4.85M
HYT icon
42
BlackRock Corporate High Yield Fund
HYT
$1.47B
$9.94M 0.76% +816,603 New +$9.94M
NIO
43
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$9.73M 0.75% 736,218 +546,136 +287% +$7.22M
FSD
44
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$9.39M 0.72% 545,150 +394,278 +261% +$6.79M
NPP
45
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$9.14M 0.7% 675,167 -99,627 -13% -$1.35M
NML
46
Neuberger Berman Energy Infrastructure and Income Fund
NML
$495M
$9.07M 0.7% +474,896 New +$9.07M
EVV
47
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$9.06M 0.7% +592,072 New +$9.06M
BTT icon
48
BlackRock Municipal 2030 Target Term Trust
BTT
$1.47B
$8.9M 0.68% +520,049 New +$8.9M
NPI
49
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$8.87M 0.68% 719,638 +205,769 +40% +$2.54M
NIE
50
Virtus Equity & Convertible Income Fund
NIE
$688M
$8.79M 0.67% 450,472 +32,655 +8% +$637K
1
2
3 4 5