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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$2.4M
Cap. Flow
-$1.51M
Cap. Flow %
-0.76%
Top 10 Hldgs %
25.58%
Holding
201
New
7
Increased
46
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$1.54M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$851K
3
TWX
Time Warner Inc
TWX
+$562K
4
AAL icon
American Airlines Group
AAL
+$513K
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$513K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.67M
2
IBM icon
IBM
IBM
+$577K
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$512K
4
LLY icon
Eli Lilly
LLY
+$504K
5
BHI
Baker Hughes
BHI
+$454K

Sector Composition

Rank Sector Weight
1 Healthcare 27.16%
2 Financials 11.23%
3 Technology 9.95%
4 Energy 9.61%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
176
Pfizer
PFE
$153B
$196K 0.1%
5,937
-2,287
-28% -$72.7K
ETP
177
DELISTED
Energy Transfer Partners L.p.
ETP
$191K 0.1%
3,430
– –
KKR icon
178
KKR & Co
KKR
$92.3B
$190K 0.1%
8,348
+800
+11% +$18.9K
FLEX icon
179
Flex
FLEX
$44.8B
$164K 0.08%
17,185
-3,981
-19% -$34.9K
SGF
180
DELISTED
Aberdeen Singapore Fund
SGF
$114K 0.06%
10,000
– –
BGC icon
181
BGC Group
BGC
$4.89B
$66K 0.03%
10,885
– –
IMX
182
DELISTED
IMPLANT SCIENCES CORP
IMX
$20K 0.01%
24,000
– –
EXG icon
183
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$19K 0.01%
+2,000
New +$19.1K
TPI
184
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$7K ﹤0.01%
16,600
-3,652
-18% -$2.07K
CRESW
185
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
$2K ﹤0.01%
89,740
– –
APA icon
186
APA Corp
APA
$13.2B
– –
-5,120
Closed -$321K
BYM
187
DELISTED
BlackRock Municipal Income Quality Trust
BYM
– –
-19,440
Closed -$280K
DE icon
188
Deere & Co
DE
$168B
– –
-3,457
Closed -$306K
IWF icon
189
iShares Russell 1000 Growth ETF
IWF
$128B
– –
-69,936
Closed -$1.67M
IYT icon
190
iShares US Transportation ETF
IYT
$2.28B
– –
-10,120
Closed -$415K
LEA icon
191
Lear
LEA
$8.18B
– –
-2,200
Closed -$216K
PFF icon
192
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-12,992
Closed -$512K
PGF icon
193
Invesco Financial Preferred ETF
PGF
$672M
– –
-11,450
Closed -$209K
PGX icon
194
Invesco Preferred ETF
PGX
$3.78B
– –
-21,450
Closed -$315K
SWKS icon
195
Skyworks Solutions
SWKS
$10.6B
– –
-3,510
Closed -$255K
NPSP
196
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-8,100
Closed -$290K
CAST
197
DELISTED
ChinaCast Education Corporation Common Stock
CAST
$0 ﹤0.01%
10,400
– –
4 5 6 7
8

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Regent Investment Management held 201 positions worth $197M, up 1.2% from $195M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2015 filing shows 7 new, 46 increased, 82 reduced and 11 closed positions. Its largest new stake was iShares China Large-Cap ETF: 36,250 shares worth $1.61M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q1 2015 buy was iShares China Large-Cap ETF: 36,250 shares worth $1.61M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $851K increase.
  • Regent Investment Management's biggest Q1 2015 reduction was IBM, cutting an estimated $577K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2015, selling an estimated $1.67M.
  • Regent Investment Management's ten largest holdings make up 26% of its $197M portfolio in Q1 2015.
  • Regent Investment Management opened 7 new positions and closed 11 in Q1 2015.
  • Regent Investment Management's portfolio value rose 1.2% quarter-over-quarter to $197M.

Based on Regent Investment Management's 13F filing for Q1 2015, filed 13 Apr 2015.