RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$197M
AUM Growth
+$2.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
201
New
Increased
Reduced
Closed

Top Buys

1
+$1.54M
2
+$851K
3
+$562K
4
AAL icon
American Airlines Group
AAL
+$513K
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$513K

Top Sells

1
+$1.67M
2
+$577K
3
+$512K
4
LLY icon
Eli Lilly
LLY
+$504K
5
BHI
Baker Hughes
BHI
+$454K

Sector Composition

1 Healthcare 27.16%
2 Financials 11.23%
3 Technology 9.95%
4 Energy 9.61%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$196K 0.1%
5,937
-2,287
177
$191K 0.1%
3,430
178
$190K 0.1%
8,348
+800
179
$164K 0.08%
17,185
-3,981
180
$114K 0.06%
10,000
181
$66K 0.03%
10,885
182
$20K 0.01%
24,000
183
$19K 0.01%
+2,000
184
$7K ﹤0.01%
16,600
-3,652
185
$2K ﹤0.01%
89,740
186
– –
-5,120
187
– –
-19,440
188
– –
-3,457
189
– –
-17,484
190
– –
-10,120
191
– –
-2,200
192
– –
-12,992
193
– –
-11,450
194
– –
-21,450
195
– –
-3,510
196
– –
-8,100
197
$0 ﹤0.01%
10,400
4 5 6 7
8