RIM

Regent Investment Management Portfolio holdings

AUM $373M
This Quarter Return
+2.71%
1 Year Return
-10.22%
3 Year Return
+44.01%
5 Year Return
+79.04%
10 Year Return
–
AUM
$197M
AUM Growth
+$197M
Cap. Flow
-$1.51M
Cap. Flow %
-0.77%
Top 10 Hldgs %
25.58%
Holding
201
New
7
Increased
46
Reduced
82
Closed
11

Top Buys

1
FXI icon
iShares China Large-Cap ETF
FXI
$1.61M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
$874K
3
TWX
Time Warner Inc
TWX
$571K
4
XHB icon
SPDR S&P Homebuilders ETF
XHB
$534K
5
AAL icon
American Airlines Group
AAL
$533K

Top Sells

1
IWF icon
iShares Russell 1000 Growth ETF
IWF
$1.67M
2
IBM icon
IBM
IBM
$584K
3
LLY icon
Eli Lilly
LLY
$515K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
$512K
5
BHI
Baker Hughes
BHI
$478K

Sector Composition

1 Healthcare 27.16%
2 Financials 11.23%
3 Technology 9.95%
4 Energy 9.61%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFE icon
176
Pfizer
PFE
$141B
$196K 0.1%
5,633
-2,170
-28% -$75.5K
ETP
177
DELISTED
Energy Transfer Partners L.p.
ETP
$191K 0.1%
3,430
– –
KKR icon
178
KKR & Co
KKR
$124B
$190K 0.1%
8,348
+800
+11% +$18.2K
FLEX icon
179
Flex
FLEX
$20.1B
$164K 0.08%
12,950
-3,000
-19% -$38K
SGF
180
DELISTED
Aberdeen Singapore Fund, Inc.
SGF
$114K 0.06%
10,000
– –
BGC icon
181
BGC Group
BGC
$4.65B
$66K 0.03%
7,000
– –
IMX
182
DELISTED
IMPLANT SCIENCES CORP
IMX
$20K 0.01%
24,000
– –
EXG icon
183
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.73B
$19K 0.01%
+2,000
New +$19K
TPI
184
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$7K ﹤0.01%
16,600
-3,652
-18% -$1.54K
CRESW
185
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
$2K ﹤0.01%
89,740
– –
APA icon
186
APA Corp
APA
$8.31B
– –
-5,120
Closed -$321K
BYM icon
187
BlackRock Municipal Income Quality Trust
BYM
$274M
– –
-19,440
Closed -$280K
DE icon
188
Deere & Co
DE
$129B
– –
-3,457
Closed -$306K
IWF icon
189
iShares Russell 1000 Growth ETF
IWF
$116B
– –
-17,484
Closed -$1.67M
IYT icon
190
iShares US Transportation ETF
IYT
$613M
– –
-2,530
Closed -$415K
LEA icon
191
Lear
LEA
$5.85B
– –
-2,200
Closed -$216K
PFF icon
192
iShares Preferred and Income Securities ETF
PFF
$14.4B
– –
-12,992
Closed -$512K
PGF icon
193
Invesco Financial Preferred ETF
PGF
$793M
– –
-11,450
Closed -$209K
PGX icon
194
Invesco Preferred ETF
PGX
$3.85B
– –
-21,450
Closed -$315K
SWKS icon
195
Skyworks Solutions
SWKS
$11.1B
– –
-3,510
Closed -$255K
NPSP
196
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-8,100
Closed -$290K
CAST
197
DELISTED
ChinaCast Education Corporation Common Stock
CAST
$0 ﹤0.01%
10,400
– –
4 5 6 7
8