Regent Investment Management’s iShares Preferred and Income Securities ETF PFF Stock Holding History

Regent Investment Management’s Portfolio PFF Stock Details PFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-12,992	Closed	-$512K	–	195
2014 Q4	$512K	Buy	12,992 +3,000	+30%	+$119K	0.26%	110
2014 Q3	$395K	Hold	9,992	–	–	0.2%	123
2014 Q2	$399K	Hold	9,992	–	–	0.2%	130
2014 Q1	$390K	Sell	9,992 -500	-5%	-$19.1K	0.21%	128
2013 Q4	$386K	Sell	10,492 -1,417	-12%	-$53.5K	0.22%	122
2013 Q3	$453K	Hold	11,909	–	–	0.3%	98
2013 Q2	$468K	Buy	+11,909	New	+$479K	0.36%	89

Other funds holding PFF

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

KeyBank National Association Cleveland, Ohio $30.4B AUM 27.51% 1-Year Est. Return

Curian Capital Denver, Colorado $1.35B AUM 0.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Regent Investment Management's PFF Position: Q1 2015 in Review

Regent Investment Management sold out of iShares Preferred and Income Securities ETF (PFF) in Q1 2015, closing a stake of 12,992 shares — an estimated $512K sold.

Regent Investment Management first reported a position in PFF in Q2 2013 and held it in 7 quarters. The position peaked at $512K in Q4 2014. 488 funds tracked by Wall St. Rank hold PFF as of Q1 2015.

Regent Investment Management reported no remaining iShares Preferred and Income Securities ETF position as of Q1 2015 after selling out during the quarter.
Regent Investment Management sold 12,992 iShares Preferred and Income Securities ETF shares in Q1 2015, an estimated $512K.
Regent Investment Management first reported a position in iShares Preferred and Income Securities ETF in Q2 2013 and held it in 7 quarters.
Regent Investment Management's iShares Preferred and Income Securities ETF position peaked at $512K in Q4 2014.
488 funds tracked by Wall St. Rank held iShares Preferred and Income Securities ETF as of Q1 2015.

Based on Regent Investment Management's 13F filing for Q1 2015, filed 13 Apr 2015.