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iShares Preferred and Income Securities ETF

362 hedge funds and large institutions have $2.73B invested in iShares Preferred and Income Securities ETF in 2013 Q4 according to their latest regulatory filings, with 64 funds opening new positions, 76 increasing their positions, 190 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 45

4% more funds holding

Funds holding: 348362 (+14)

0% more funds holding in top 10

Funds holding in top 10: 3030 (0)

0.96% less ownership

Funds ownership: 33.08%32.12% (-0.96%)

14% less capital invested

Capital invested by funds: $3.16B → $2.73B (-$436M)

60% less repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 190

66% less call options, than puts

Call options by funds: $2.56M | Put options by funds: $7.54M

Holders
362
Holders Change
+14
Holders Change %
+4.02%
% of All Funds
10.51%
Holding in Top 10
30
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.87%
New
64
Increased
76
Reduced
190
Closed
45
Calls
$2.56M
Puts
$7.54M
Net Calls
-$4.97M
Net Calls Change
+$5.18M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$325M -$44.6M -1,181,713 -12%
Morgan Stanley
2
Morgan Stanley
New York
$200M -$14.3M -378,815 -7%
Wells Fargo
3
Wells Fargo
California
$174M -$26.9M -711,484 -13%
Creative Planning
4
Creative Planning
Kansas
$109M +$10.4M +274,518 +10%
LPL Financial
5
LPL Financial
California
$93.1M -$7.86M -208,340 -8%
Fifth Third Bancorp
6
Fifth Third Bancorp
Ohio
$80.7M -$17.6M -465,304 -18%
US Bancorp
7
US Bancorp
Minnesota
$79.6M -$19.6M -520,110 -19%
U
8
UBS
Switzerland
$79.3M -$26.9M -713,684 -25%
BlackRock
9
BlackRock
New York
$76.5M -$5.4M -143,142 -6%
KeyBank National Association
10
KeyBank National Association
Ohio
$75.5M -$5.69M -150,855 -7%
BIM
11
BlackRock Investment Management
Delaware
$58.4M -$5.67M -150,188 -9%
CC
12
Curian Capital
Colorado
$55.2M -$39.6M -1,050,073 -41%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$53.3M +$15M +397,503 +38%
BA
14
BlackRock Advisors
Delaware
$49.5M
FMLI
15
Fukoku Mutual Life Insurance
Japan
$41.8M
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$40.1M -$2.03M -53,676 -5%
WBG
17
Wharton Business Group
Pennsylvania
$36.8M -$25.3M -671,464 -40%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$36.6M +$1.31M +34,810 +4%
QI
19
QS Investors
New York
$33.5M +$12.3M +325,789 +56%
TD Asset Management
20
TD Asset Management
Ontario, Canada
$30M -$2.73M -72,300 -8%
B
21
Baird
Wisconsin
$26.5M -$3.06M -81,120 -10%
SI
22
Stephens Inc
Arkansas
$24.1M -$3.96M -104,937 -14%
Franklin Resources
23
Franklin Resources
California
$21.2M -$5.52M -146,182 -20%
SB
24
Suntrust Banks
Georgia
$19.6M -$1.35M -35,766 -6%
BCI
25
Brinker Capital Investments
Pennsylvania
$19.4M -$13.1M -347,574 -40%

PFF Hedge Fund Activity: Q4 2013 in Review

362 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q4 2013, worth a combined $2.73B — down 14% from $3.16B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new PFF positions and 45 closed out — a net gain of 19 holders — while 76 added to existing stakes and 190 trimmed.

The largest buyer was Managed Account Advisors, opening a new position worth an estimated $19M. The largest seller was Bank of America, cutting an estimated $44.6M.

  • 362 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q4 2013, up from 348 in Q3 2013.
  • Funds reported $2.73B of iShares Preferred and Income Securities ETF stock for Q4 2013, down 14% quarter-over-quarter.
  • 64 funds opened new iShares Preferred and Income Securities ETF positions in Q4 2013 and 45 closed out, a net change of +19 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q4 2013 was Managed Account Advisors, an estimated $19M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q4 2013 was Bank of America, an estimated $44.6M sold.

Based on aggregated 13F filings for Q4 2013.