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iShares Preferred and Income Securities ETF

489 hedge funds and large institutions have $4.66B invested in iShares Preferred and Income Securities ETF in 2015 Q3 according to their latest regulatory filings, with 46 funds opening new positions, 204 increasing their positions, 171 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 33

19% more repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 171

16% more funds holding in top 10

Funds holding in top 10: 4350 (+7)

1% more funds holding

Funds holding: 482489 (+7)

4% more capital invested

Capital invested by funds: $4.5B → $4.66B (+$159M)

0.09% more ownership

Funds ownership: 34.7%34.78% (+0.09%)

84% less call options, than puts

Call options by funds: $1.01M | Put options by funds: $6.16M

Holders
489
Holders Change
+7
Holders Change %
+1.45%
% of All Funds
13.65%
Holding in Top 10
50
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+16.28%
% of All Funds
1.4%
New
46
Increased
204
Reduced
171
Closed
33
Calls
$1.01M
Puts
$6.16M
Net Calls
-$5.15M
Net Calls Change
+$18.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$483M +$38.2M +977,202 +8%
Wells Fargo
2
Wells Fargo
California
$312M +$148K +3,790 +0%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$290M -$28.9M -739,356 -9%
Morgan Stanley
4
Morgan Stanley
New York
$234M -$89K -2,276 -0%
Creative Planning
5
Creative Planning
Kansas
$224M +$13.1M +334,578 +6%
Ameriprise
6
Ameriprise
Minnesota
$164M +$27.1M +694,232 +19%
LPL Financial
7
LPL Financial
California
$137M +$6.25M +159,901 +5%
KeyBank National Association
8
KeyBank National Association
Ohio
$113M -$2.24M -57,337 -2%
AssetMark Inc
9
AssetMark Inc
California
$110M +$87M +2,226,024 +350%
US Bancorp
10
US Bancorp
Minnesota
$110M +$3.47M +88,654 +3%
BlackRock
11
BlackRock
New York
$97.1M -$5.36M -137,206 -5%
UBS Group
12
UBS Group
Switzerland
$96.4M -$5.71M -145,999 -6%
WI
13
WBI Investments
New Jersey
$90.1M +$2.23M +57,108 +3%
Fifth Third Bancorp
14
Fifth Third Bancorp
Ohio
$82.5M +$1.32M +33,771 +2%
BIM
15
BlackRock Investment Management
Delaware
$78.1M -$2.86M -73,116 -3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$77.1M +$3.89M +99,455 +5%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$76.8M +$7.81M +199,830 +11%
BA
18
BlackRock Advisors
Delaware
$69.4M -$129K -3,304 -0.2%
QI
19
QS Investors
New York
$61.4M -$3.33M -85,064 -5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$55.8M -$366K -9,362 -0.6%
CC
21
Curian Capital
Colorado
$53.8M -$42.3M -1,082,180 -44%
JP Morgan Chase
22
JP Morgan Chase
New York
$51.2M +$44M +1,126,360 +564%
WBG
23
Wharton Business Group
Pennsylvania
$49.4M -$826K -21,135 -2%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$45M +$7.81M +199,702 +21%
FMLI
25
Fukoku Mutual Life Insurance
Japan
$43.8M

PFF Hedge Fund Activity: Q3 2015 in Review

489 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2015, worth a combined $4.66B — up 3.5% from $4.5B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new PFF positions and 33 closed out — a net gain of 13 holders — while 204 added to existing stakes and 171 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $87M. The largest seller was Curian Capital, cutting an estimated $42.3M.

  • 489 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2015, up from 482 in Q2 2015.
  • Funds reported $4.66B of iShares Preferred and Income Securities ETF stock for Q3 2015, up 3.5% quarter-over-quarter.
  • 46 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2015 and 33 closed out, a net change of +13 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2015 was AssetMark Inc, an estimated $87M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2015 was Curian Capital, an estimated $42.3M sold.

Based on aggregated 13F filings for Q3 2015.