Curian Capital’s iShares Preferred and Income Securities ETF PFF Stock Holding History

Curian Capital’s Portfolio PFF Stock Details PFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-335,259	Closed	-$13M	–	278
2015 Q4	$13M	Sell	335,259 -1,059,649	-76%	-$41.2M	0.96%	16
2015 Q3	$53.8M	Sell	1,394,908 -1,082,180	-44%	-$42.3M	1.44%	8
2015 Q2	$97M	Sell	2,477,088 -431,452	-15%	-$17.1M	1.63%	10
2015 Q1	$117M	Buy	2,908,540 +270,750	+10%	+$10.8M	1.95%	8
2014 Q4	$104M	Buy	2,637,790 +578,091	+28%	+$22.9M	1.76%	8
2014 Q3	$81.4M	Sell	2,059,699 -87,814	-4%	-$3.48M	1.44%	12
2014 Q2	$85.7M	Buy	2,147,513 +713,095	+50%	+$28.1M	1.5%	12
2014 Q1	$56M	Sell	1,434,418 -63,663	-4%	-$2.43M	0.99%	23
2013 Q4	$55.2M	Sell	1,498,081 -1,050,073	-41%	-$39.6M	0.98%	23
2013 Q3	$96.8M	Sell	2,548,154 -91,804	-3%	-$3.51M	1.73%	11
2013 Q2	$104M	Buy	+2,639,958	New	+$106M	1.89%	9

Other funds holding PFF

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Aozora Bank Tokyo, Japan $199M AUM 0.15% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Curian Capital's PFF Position: Q1 2016 in Review

Curian Capital sold out of iShares Preferred and Income Securities ETF (PFF) in Q1 2016, closing a stake of 335,259 shares — an estimated $13M sold.

Curian Capital first reported a position in PFF in Q2 2013 and held it in 11 quarters. The position peaked at $117M in Q1 2015. 532 funds tracked by Wall St. Rank hold PFF as of Q1 2016.

Curian Capital reported no remaining iShares Preferred and Income Securities ETF position as of Q1 2016 after selling out during the quarter.
Curian Capital sold 335,259 iShares Preferred and Income Securities ETF shares in Q1 2016, an estimated $13M.
Curian Capital first reported a position in iShares Preferred and Income Securities ETF in Q2 2013 and held it in 11 quarters.
Curian Capital's iShares Preferred and Income Securities ETF position peaked at $117M in Q1 2015.
532 funds tracked by Wall St. Rank held iShares Preferred and Income Securities ETF as of Q1 2016.

Based on Curian Capital's 13F filing for Q1 2016.