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iShares Preferred and Income Securities ETF

611 hedge funds and large institutions have $5.91B invested in iShares Preferred and Income Securities ETF in 2016 Q4 according to their latest regulatory filings, with 116 funds opening new positions, 200 increasing their positions, 229 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more first-time investments, than exits

New positions opened: 116 | Existing positions closed: 65

8% more funds holding

Funds holding: 567611 (+44)

0.93% more ownership

Funds ownership: 34.37%35.3% (+0.93%)

4% less capital invested

Capital invested by funds: $6.12B → $5.91B (-$215M)

13% less repeat investments, than reductions

Existing positions increased: 200 | Existing positions reduced: 229

15% less funds holding in top 10

Funds holding in top 10: 5345 (-8)

84% less call options, than puts

Call options by funds: $7.76M | Put options by funds: $47.7M

Holders
611
Holders Change
+44
Holders Change %
+7.76%
% of All Funds
15.28%
Holding in Top 10
45
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-15.09%
% of All Funds
1.13%
New
116
Increased
200
Reduced
229
Closed
65
Calls
$7.76M
Puts
$47.7M
Net Calls
-$40M
Net Calls Change
-$12.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$532M -$96.1M -2,529,309 -15%
Ameriprise
2
Ameriprise
Minnesota
$350M +$117M +3,080,650 +49%
Wells Fargo
3
Wells Fargo
California
$328M -$24.7M -650,889 -7%
AB
4
Aozora Bank
Japan
$312M +$23.8M +625,000 +8%
Creative Planning
5
Creative Planning
Kansas
$311M +$22.7M +597,854 +8%
Morgan Stanley
6
Morgan Stanley
New York
$290M -$27.4M -720,807 -8%
Fidelity Investments
7
Fidelity Investments
Massachusetts
$265M +$82.1M +2,159,732 +44%
Citigroup
8
Citigroup
New York
$178M +$89.7M +2,360,858 +98%
LPL Financial
9
LPL Financial
California
$146M -$6.56M -172,516 -4%
UBS Group
10
UBS Group
Switzerland
$136M -$27.9M -734,698 -17%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$129M -$17.5M -459,359 -12%
BlackRock
12
BlackRock
New York
$124M +$4.56M +120,070 +4%
US Bancorp
13
US Bancorp
Minnesota
$115M -$2.3M -60,540 -2%
KeyBank National Association
14
KeyBank National Association
Ohio
$104M -$8.69M -228,550 -8%
Fifth Third Bancorp
15
Fifth Third Bancorp
Ohio
$84M -$4.27M -112,298 -5%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$77.7M +$79.3M +2,087,216 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$75.8M +$4.32M +113,710 +6%
QI
18
QS Investors
New York
$64.5M +$3.87M +101,742 +6%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$61.7M +$7.46M +196,402 +13%
OAC
20
OMERS Administration Corp
Ontario, Canada
$61.4M +$23.3M +612,206 +59%
BIM
21
BlackRock Investment Management
Delaware
$57.4M -$9.12M -239,944 -13%
State of New Jersey Common Pension Fund D
22
State of New Jersey Common Pension Fund D
New Jersey
$51.2M -$13.3M -350,000 -20%
WBG
23
Wharton Business Group
Pennsylvania
$50.6M +$887K +23,329 +2%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$47.7M +$4.1M +107,926 +9%
Bessemer Group
25
Bessemer Group
New Jersey
$43.2M +$29.9M +787,968 +211%

PFF Hedge Fund Activity: Q4 2016 in Review

611 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q4 2016, worth a combined $5.91B — down 3.5% from $6.12B a quarter earlier.

Buyers outnumbered sellers: 116 funds opened new PFF positions and 65 closed out — a net gain of 51 holders — while 200 added to existing stakes and 229 trimmed.

The largest buyer was Ameriprise, adding an estimated $117M. The largest seller was Bank of America, cutting an estimated $96.1M.

  • 611 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q4 2016, up from 567 in Q3 2016.
  • Funds reported $5.91B of iShares Preferred and Income Securities ETF stock for Q4 2016, down 3.5% quarter-over-quarter.
  • 116 funds opened new iShares Preferred and Income Securities ETF positions in Q4 2016 and 65 closed out, a net change of +51 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q4 2016 was Ameriprise, an estimated $117M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q4 2016 was Bank of America, an estimated $96.1M sold.

Based on aggregated 13F filings for Q4 2016.