RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$195M
AUM Growth
-$7.82M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
204
New
Increased
Reduced
Closed

Top Buys

1
+$1.6M
2
+$902K
3
+$707K
4
YHOO
Yahoo Inc
YHOO
+$673K
5
BKNG icon
Booking.com
BKNG
+$628K

Top Sells

1
+$1.41M
2
+$825K
3
+$715K
4
BAX icon
Baxter International
BAX
+$641K
5
WMT icon
Walmart Inc
WMT
+$604K

Sector Composition

1 Healthcare 24.22%
2 Energy 12.48%
3 Financials 11.62%
4 Consumer Staples 10.22%
5 Technology 10.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$202K 0.1%
4,731
-162
177
$165K 0.08%
21,166
-2,620
178
$124K 0.06%
10,000
-1,000
179
$16K 0.01%
25,252
180
$14K 0.01%
1,000
181
$12K 0.01%
+10,000
182
$3K ﹤0.01%
100,950
183
– –
-2,740
184
– –
-29,495
185
– –
-5,525
186
– –
-10,077
187
– –
-10,132
188
$0 ﹤0.01%
13,000
189
$0 ﹤0.01%
10,200
190
– –
-12,100
191
– –
-43,428
192
– –
-2,825
193
– –
-440
194
– –
-5,300
195
– –
-10,500
196
– –
-1,613
197
– –
-10,000
198
– –
-31,175
199
$0 ﹤0.01%
10,926
200
$0 ﹤0.01%
16,400
4 5 6 7
8