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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.28%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$30.6M
Cap. Flow
+$2.5M
Cap. Flow %
0.67%
Top 10 Hldgs %
30.71%
Holding
203
New
9
Increased
41
Reduced
87
Closed
1

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$2.4M
2
COST icon
Costco
COST
+$1.15M
3
FSLR icon
First Solar
FSLR
+$1.06M
4
CRM icon
Salesforce
CRM
+$507K
5
BAC icon
Bank of America
BAC
+$406K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$654K
2
AAPL icon
Apple
AAPL
+$516K
3
PANW icon
Palo Alto Networks
PANW
+$514K
4
C icon
Citigroup
C
+$444K
5
PPLI
People Inc
PPLI
+$389K

Sector Composition

Rank Sector Weight
1 Healthcare 23.21%
2 Technology 20.86%
3 Financials 13.39%
4 Consumer Staples 9.62%
5 Communication Services 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
176
Yum China
YUMC
$14.9B
$279K 0.07%
5,100
– –
CIEN icon
177
Ciena
CIEN
$55.3B
$275K 0.07%
5,390
-300
-5% -$13.6K
LMT icon
178
Lockheed Martin
LMT
$134B
$274K 0.07%
565
– –
LNC icon
179
Lincoln National
LNC
$7.91B
$273K 0.07%
8,882
– –
TCPC icon
180
BlackRock TCP Capital
TCPC
$265M
$272K 0.07%
21,000
+10,000
+91% +$125K
STAG icon
181
STAG Industrial
STAG
$7.86B
$271K 0.07%
8,375
+200
+2% +$6.26K
IVV icon
182
iShares Core S&P 500 ETF
IVV
$876B
$270K 0.07%
703
– –
IWO icon
183
iShares Russell 2000 Growth ETF
IWO
$14.5B
$268K 0.07%
1,250
– –
ETR icon
184
Entergy
ETR
$54.1B
$264K 0.07%
4,700
– –
NVDA icon
185
NVIDIA
NVDA
$5.01T
$260K 0.07%
17,760
– –
SCHX icon
186
Schwab US Large- Cap ETF
SCHX
$70.9B
$252K 0.07%
16,773
-2,220
-12% -$33.6K
WY icon
187
Weyerhaeuser
WY
$17.3B
$252K 0.07%
8,125
– –
HR icon
188
Healthcare Realty
HR
$7.42B
$247K 0.07%
12,820
+2,700
+27% +$53K
LITE icon
189
Lumentum
LITE
$59.4B
$247K 0.07%
4,735
– –
IWP icon
190
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$242K 0.06%
2,900
– –
STX icon
191
Seagate
STX
$193B
$237K 0.06%
4,500
– –
DUK icon
192
Duke Energy
DUK
$102B
$230K 0.06%
2,229
+39
+2% +$3.74K
ZBH icon
193
Zimmer Biomet
ZBH
$17.7B
$230K 0.06%
+1,800
New +$209K
FTV icon
194
Fortive
FTV
$19B
$227K 0.06%
4,690
– –
SLB icon
195
SLB Ltd
SLB
$78.4B
$225K 0.06%
+4,204
New +$209K
DGRO icon
196
iShares Core Dividend Growth ETF
DGRO
$42.6B
$217K 0.06%
+4,345
New +$213K
SO icon
197
Southern Company
SO
$110B
$207K 0.06%
+2,900
New +$194K
PNC icon
198
PNC Financial Services
PNC
$100B
$206K 0.06%
+1,305
New +$205K
SHEL icon
199
Shell
SHEL
$245B
$205K 0.05%
+3,597
New +$198K
WM icon
200
Waste Management
WM
$95.9B
$204K 0.05%
1,300
– –
5 6 7
8
9

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YWP
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Regent Investment Management held 203 positions worth $373M, up 8.9% from $343M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Trading was light in Q4 2022: portfolio turnover was 4.9%. Regent Investment Management opened 9 new positions and exited 1, leaving the 203-position portfolio largely intact.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q4 2022 buy was Nike: 23,875 shares worth $2.79M.
  • Regent Investment Management added most to Costco in Q4 2022, an estimated $1.15M increase.
  • Regent Investment Management's biggest Q4 2022 reduction was Meta Platforms (Facebook), cutting an estimated $654K.
  • Regent Investment Management fully exited LyondellBasell Industries in Q4 2022, selling an estimated $309K.
  • Regent Investment Management's ten largest holdings make up 31% of its $373M portfolio in Q4 2022.
  • Regent Investment Management opened 9 new positions and closed 1 in Q4 2022.
  • Regent Investment Management's portfolio value rose 8.9% quarter-over-quarter to $373M.

Based on Regent Investment Management's 13F filing for Q4 2022, filed 26 Jan 2023.