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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$2.4M
Cap. Flow
-$1.51M
Cap. Flow %
-0.76%
Top 10 Hldgs %
25.58%
Holding
201
New
7
Increased
46
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$1.54M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$851K
3
TWX
Time Warner Inc
TWX
+$562K
4
AAL icon
American Airlines Group
AAL
+$513K
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$513K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.67M
2
IBM icon
IBM
IBM
+$577K
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$512K
4
LLY icon
Eli Lilly
LLY
+$504K
5
BHI
Baker Hughes
BHI
+$454K

Sector Composition

Rank Sector Weight
1 Healthcare 27.16%
2 Financials 11.23%
3 Technology 9.95%
4 Energy 9.61%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCL
151
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$293K 0.15%
6,733
-521
-7% -$22.7K
BF.B icon
152
Brown-Forman Class B
BF.B
$13.1B
$290K 0.15%
10,019
– –
YHOO
153
DELISTED
Yahoo Inc
YHOO
$287K 0.15%
6,450
– –
IFN
154
Aberdeen India Fund
IFN
$504M
$286K 0.15%
10,106
+1,500
+17% +$43K
PAA icon
155
Plains All American Pipeline
PAA
$16.1B
$283K 0.14%
5,800
+300
+5% +$14.9K
CIEN icon
156
Ciena
CIEN
$58.4B
$278K 0.14%
14,400
-1,100
-7% -$21.9K
MCD icon
157
McDonald's
MCD
$195B
$278K 0.14%
2,855
-850
-23% -$80.6K
BX icon
158
Blackstone
BX
$110B
$272K 0.14%
7,133
– –
F icon
159
Ford
F
$55.7B
$263K 0.13%
16,304
-1,800
-10% -$28.4K
LPNT
160
DELISTED
LifePoint Health, Inc.
LPNT
$258K 0.13%
3,510
– –
IWN icon
161
iShares Russell 2000 Value ETF
IWN
$14.6B
$254K 0.13%
2,461
– –
VIAB
162
DELISTED
Viacom Inc. Class B
VIAB
$253K 0.13%
3,700
-3,550
-49% -$245K
CMCSA icon
163
Comcast
CMCSA
$90B
$250K 0.13%
8,860
+600
+7% +$17.3K
RCL icon
164
Royal Caribbean
RCL
$85.6B
$246K 0.12%
3,000
+400
+15% +$31.6K
HI
165
DELISTED
Hillenbrand
HI
$238K 0.12%
7,713
– –
TXRH icon
166
Texas Roadhouse
TXRH
$13.7B
$237K 0.12%
6,500
-800
-11% -$28.4K
NSM
167
DELISTED
Nationstar Mortgage Holdings
NSM
$235K 0.12%
9,500
-1,500
-14% -$41.2K
SCHB icon
168
Schwab US Broad Market ETF
SCHB
$44.9B
$225K 0.11%
26,766
-8,850
-25% -$74K
CAM
169
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$223K 0.11%
4,950
– –
MWE
170
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$213K 0.11%
3,215
-420
-12% -$25.8K
UPS icon
171
United Parcel Service
UPS
$88.9B
$210K 0.11%
2,165
– –
SU icon
172
Suncor Energy
SU
$70.3B
$209K 0.11%
7,150
-1,401
-16% -$41.6K
CAH icon
173
Cardinal Health
CAH
$55.4B
$208K 0.11%
+2,300
New +$198K
RDS.A
174
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$205K 0.1%
3,677
-1,070
-23% -$63.4K
ESV
175
DELISTED
Ensco Rowan plc
ESV
$204K 0.1%
2,424
-400
-14% -$42.1K
4 5 6
7
8

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Regent Investment Management held 201 positions worth $197M, up 1.2% from $195M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2015 filing shows 7 new, 46 increased, 82 reduced and 11 closed positions. Its largest new stake was iShares China Large-Cap ETF: 36,250 shares worth $1.61M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q1 2015 buy was iShares China Large-Cap ETF: 36,250 shares worth $1.61M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $851K increase.
  • Regent Investment Management's biggest Q1 2015 reduction was IBM, cutting an estimated $577K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2015, selling an estimated $1.67M.
  • Regent Investment Management's ten largest holdings make up 26% of its $197M portfolio in Q1 2015.
  • Regent Investment Management opened 7 new positions and closed 11 in Q1 2015.
  • Regent Investment Management's portfolio value rose 1.2% quarter-over-quarter to $197M.

Based on Regent Investment Management's 13F filing for Q1 2015, filed 13 Apr 2015.