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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$2.4M
Cap. Flow
-$1.51M
Cap. Flow %
-0.76%
Top 10 Hldgs %
25.58%
Holding
201
New
7
Increased
46
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$1.54M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$851K
3
TWX
Time Warner Inc
TWX
+$562K
4
AAL icon
American Airlines Group
AAL
+$513K
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$513K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.67M
2
IBM icon
IBM
IBM
+$577K
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$512K
4
LLY icon
Eli Lilly
LLY
+$504K
5
BHI
Baker Hughes
BHI
+$454K

Sector Composition

Rank Sector Weight
1 Healthcare 27.16%
2 Financials 11.23%
3 Technology 9.95%
4 Energy 9.61%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
126
Lowe's Companies
LOW
$125B
$412K 0.21%
5,542
+400
+8% +$28.7K
GM icon
127
General Motors
GM
$76.8B
$407K 0.21%
10,850
-500
-4% -$18.2K
BF.A icon
128
Brown-Forman Class A
BF.A
$13.3B
$398K 0.2%
10,950
– –
MA icon
129
Mastercard
MA
$493B
$398K 0.2%
+4,610
New +$400K
HPQ icon
130
HP
HPQ
$27.5B
$397K 0.2%
28,020
– –
PNC icon
131
PNC Financial Services
PNC
$101B
$381K 0.19%
4,088
-173
-4% -$15.6K
SRCL
132
DELISTED
Stericycle Inc
SRCL
$372K 0.19%
2,650
– –
MO icon
133
Altria Group
MO
$114B
$365K 0.19%
7,305
-655
-8% -$34.8K
TSCO icon
134
Tractor Supply
TSCO
$18B
$361K 0.18%
21,220
-500
-2% -$8.36K
CAVM
135
DELISTED
Cavium, Inc.
CAVM
$361K 0.18%
5,100
-1,900
-27% -$123K
HIG icon
136
Hartford Financial Services
HIG
$39.3B
$360K 0.18%
8,600
– –
META icon
137
Meta Platforms (Facebook)
META
$1.51T
$354K 0.18%
+4,300
New +$337K
SJM icon
138
J.M. Smucker
SJM
$12.8B
$344K 0.17%
2,969
-600
-17% -$65.8K
SBUX icon
139
Starbucks
SBUX
$120B
$338K 0.17%
7,134
– –
BP icon
140
BP
BP
$107B
$326K 0.17%
10,059
– –
TEN
141
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$322K 0.16%
5,600
+200
+4% +$11.1K
ABT icon
142
Abbott
ABT
$187B
$321K 0.16%
6,924
-2,275
-25% -$104K
WDC icon
143
Western Digital
WDC
$150B
$316K 0.16%
4,597
+86
+2% +$6.73K
EEM icon
144
iShares MSCI Emerging Markets ETF
EEM
$30B
$311K 0.16%
7,744
-40
-0.5% -$1.59K
DCP
145
DELISTED
DCP Midstream, LP
DCP
$310K 0.16%
8,395
-800
-9% -$31.6K
OXY icon
146
Occidental Petroleum
OXY
$55.9B
$307K 0.16%
4,207
– –
NLY icon
147
Annaly Capital Management
NLY
$17.4B
$304K 0.15%
7,299
+2,818
+63% +$120K
CAR icon
148
Avis
CAR
$5.02B
$295K 0.15%
5,000
+1,700
+52% +$104K
GPC icon
149
Genuine Parts
GPC
$18.7B
$295K 0.15%
3,165
-30
-0.9% -$2.89K
CAT icon
150
Caterpillar
CAT
$387B
$293K 0.15%
3,655
– –
4 5
6
7 8

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YWP
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BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
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EP
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TC
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Regent Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Regent Investment Management held 201 positions worth $197M, up 1.2% from $195M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2015 filing shows 7 new, 46 increased, 82 reduced and 11 closed positions. Its largest new stake was iShares China Large-Cap ETF: 36,250 shares worth $1.61M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q1 2015 buy was iShares China Large-Cap ETF: 36,250 shares worth $1.61M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $851K increase.
  • Regent Investment Management's biggest Q1 2015 reduction was IBM, cutting an estimated $577K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2015, selling an estimated $1.67M.
  • Regent Investment Management's ten largest holdings make up 26% of its $197M portfolio in Q1 2015.
  • Regent Investment Management opened 7 new positions and closed 11 in Q1 2015.
  • Regent Investment Management's portfolio value rose 1.2% quarter-over-quarter to $197M.

Based on Regent Investment Management's 13F filing for Q1 2015, filed 13 Apr 2015.