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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$2.4M
Cap. Flow
-$1.51M
Cap. Flow %
-0.76%
Top 10 Hldgs %
25.58%
Holding
201
New
7
Increased
46
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$1.54M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$851K
3
TWX
Time Warner Inc
TWX
+$562K
4
AAL icon
American Airlines Group
AAL
+$513K
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$513K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.67M
2
IBM icon
IBM
IBM
+$577K
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$512K
4
LLY icon
Eli Lilly
LLY
+$504K
5
BHI
Baker Hughes
BHI
+$454K

Sector Composition

Rank Sector Weight
1 Healthcare 27.16%
2 Financials 11.23%
3 Technology 9.95%
4 Energy 9.61%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
101
Amgen
AMGN
$222B
$559K 0.28%
3,500
– –
AGN
102
DELISTED
Allergan plc
AGN
$556K 0.28%
1,868
+923
+98% +$263K
NSC icon
103
Norfolk Southern
NSC
$75.1B
$545K 0.28%
5,300
-400
-7% -$42.8K
NEE icon
104
NextEra Energy
NEE
$177B
$544K 0.28%
20,924
– –
PHG icon
105
Philips
PHG
$26.1B
$543K 0.28%
27,668
-1,914
-6% -$38.2K
LNC icon
106
Lincoln National
LNC
$8.81B
$540K 0.27%
9,400
+300
+3% +$16.8K
SNP
107
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$540K 0.27%
6,780
-200
-3% -$16.1K
XHB icon
108
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$534K 0.27%
+14,500
New +$513K
WFC icon
109
Wells Fargo
WFC
$264B
$526K 0.27%
9,678
-400
-4% -$21.6K
HRI icon
110
Herc Holdings
HRI
$5.61B
$517K 0.26%
7,942
-533
-6% -$35.6K
LLY icon
111
Eli Lilly
LLY
$1.06T
$507K 0.26%
6,975
-7,080
-50% -$504K
HSIC icon
112
Henry Schein
HSIC
$9.82B
$489K 0.25%
8,925
– –
EFA icon
113
iShares MSCI EAFE ETF
EFA
$80.2B
$488K 0.25%
7,605
-1,100
-13% -$69.3K
NWL icon
114
Newell Brands
NWL
$2.56B
$488K 0.25%
12,500
-2,000
-14% -$77.1K
BAX icon
115
Baxter International
BAX
$14.2B
$486K 0.25%
13,071
-1,013
-7% -$38.4K
ELV icon
116
Elevance Health
ELV
$85.5B
$486K 0.25%
3,145
+345
+12% +$49.1K
MS icon
117
Morgan Stanley
MS
$340B
$484K 0.25%
13,550
– –
MSFT icon
118
Microsoft
MSFT
$3.71T
$465K 0.24%
11,446
+800
+8% +$34.8K
KMB icon
119
Kimberly-Clark
KMB
$36.5B
$462K 0.23%
4,316
-500
-10% -$55.2K
MXIM
120
DELISTED
Maxim Integrated Products
MXIM
$456K 0.23%
13,100
-4,000
-23% -$137K
T icon
121
AT&T
T
$163B
$446K 0.23%
18,083
-530
-3% -$13.5K
BMRN icon
122
BioMarin Pharmaceuticals
BMRN
$12.4B
$430K 0.22%
3,450
– –
TSM icon
123
TSMC
TSM
$2.18T
$429K 0.22%
18,285
+2,762
+18% +$65.1K
VTR icon
124
Ventas
VTR
$47.9B
$420K 0.21%
5,035
-438
-8% -$37.7K
SCHE icon
125
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$414K 0.21%
17,015
-173
-1% -$4.2K
3 4
5
6 7

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Regent Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Regent Investment Management held 201 positions worth $197M, up 1.2% from $195M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2015 filing shows 7 new, 46 increased, 82 reduced and 11 closed positions. Its largest new stake was iShares China Large-Cap ETF: 36,250 shares worth $1.61M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q1 2015 buy was iShares China Large-Cap ETF: 36,250 shares worth $1.61M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $851K increase.
  • Regent Investment Management's biggest Q1 2015 reduction was IBM, cutting an estimated $577K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2015, selling an estimated $1.67M.
  • Regent Investment Management's ten largest holdings make up 26% of its $197M portfolio in Q1 2015.
  • Regent Investment Management opened 7 new positions and closed 11 in Q1 2015.
  • Regent Investment Management's portfolio value rose 1.2% quarter-over-quarter to $197M.

Based on Regent Investment Management's 13F filing for Q1 2015, filed 13 Apr 2015.