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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$7.82M
Cap. Flow
-$6.97M
Cap. Flow %
-3.57%
Top 10 Hldgs %
24.18%
Holding
204
New
7
Increased
33
Reduced
98
Closed
14

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.6M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$902K
3
STON
StoneMor Inc.
STON
+$707K
4
YHOO
Yahoo Inc
YHOO
+$673K
5
BKNG icon
Booking.com
BKNG
+$628K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$1.41M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$825K
3
KO icon
Coca-Cola
KO
+$715K
4
BAX icon
Baxter International
BAX
+$641K
5
WMT icon
Walmart Inc
WMT
+$604K

Sector Composition

Rank Sector Weight
1 Healthcare 24.22%
2 Energy 12.48%
3 Financials 11.62%
4 Consumer Staples 10.22%
5 Technology 10.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
101
Newell Brands
NWL
$2.56B
$516K 0.26%
15,000
-1,000
-6% -$33.1K
KMB icon
102
Kimberly-Clark
KMB
$36.5B
$515K 0.26%
4,997
+209
+4% +$21.8K
TGT icon
103
Target
TGT
$68B
$515K 0.26%
8,213
-8,553
-51% -$518K
TRV icon
104
Travelers Companies
TRV
$80.2B
$512K 0.26%
5,455
+57
+1% +$5.32K
URI icon
105
United Rentals
URI
$72.4B
$497K 0.25%
4,470
-2,000
-31% -$225K
AMGN icon
106
Amgen
AMGN
$222B
$492K 0.25%
3,500
– –
NEE icon
107
NextEra Energy
NEE
$177B
$491K 0.25%
20,924
-2,800
-12% -$67.6K
LNC icon
108
Lincoln National
LNC
$8.81B
$488K 0.25%
9,100
– –
APA icon
109
APA Corp
APA
$13.2B
$481K 0.25%
5,120
-751
-13% -$74.4K
LAMR icon
110
Lamar Advertising Co
LAMR
$16.3B
$473K 0.24%
9,600
+1,400
+17% +$72.1K
HPQ icon
111
HP
HPQ
$27.5B
$469K 0.24%
29,121
-1,689
-5% -$27.4K
FDX icon
112
FedEx
FDX
$75.4B
$468K 0.24%
2,901
-100
-3% -$15.2K
MS icon
113
Morgan Stanley
MS
$340B
$468K 0.24%
13,550
-1,800
-12% -$60K
ABBV icon
114
AbbVie
ABBV
$435B
$450K 0.23%
7,784
+400
+5% +$22.2K
WMT icon
115
Walmart Inc
WMT
$890B
$446K 0.23%
17,490
-23,940
-58% -$604K
ON icon
116
ON Semiconductor
ON
$31.6B
$445K 0.23%
49,800
-850
-2% -$7.85K
ETP
117
DELISTED
Energy Transfer Partners L.p.
ETP
$443K 0.23%
6,930
-3,950
-36% -$228K
MSFT icon
118
Microsoft
MSFT
$3.71T
$438K 0.22%
9,446
-5,174
-35% -$231K
SCHE icon
119
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$437K 0.22%
17,188
– –
HSIC icon
120
Henry Schein
HSIC
$9.82B
$408K 0.21%
8,925
– –
OXY icon
121
Occidental Petroleum
OXY
$55.9B
$404K 0.21%
4,384
– –
IBB icon
122
iShares Biotechnology ETF
IBB
$9.71B
$399K 0.2%
+4,380
New +$384K
PFF icon
123
iShares Preferred and Income Securities ETF
PFF
$13.2B
$395K 0.2%
9,992
– –
UL icon
124
Unilever
UL
$136B
$393K 0.2%
8,329
-444
-5% -$21.9K
BF.A icon
125
Brown-Forman Class A
BF.A
$13.3B
$391K 0.2%
10,950
– –
3 4
5
6 7

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Regent Investment Management held 204 positions worth $195M, down 3.9% from $203M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Regent Investment Management withdrew a net $6.97M in Q3 2014, closing 14 positions and reducing 98 holdings. Its most notable exit was iShares MSCI Brazil ETF, an estimated $1.41M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, up from 23% a quarter earlier, followed by Energy and Financials.

Against the trend, Regent Investment Management opened a new position in iShares Russell 1000 Growth ETF worth $1.6M.

  • Regent Investment Management's largest Q3 2014 buy was iShares Russell 1000 Growth ETF: 69,736 shares worth $1.6M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q3 2014, an estimated $902K increase.
  • Regent Investment Management's biggest Q3 2014 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $825K.
  • Regent Investment Management fully exited iShares MSCI Brazil ETF in Q3 2014, selling an estimated $1.41M.
  • Regent Investment Management's ten largest holdings make up 24% of its $195M portfolio in Q3 2014.
  • Regent Investment Management opened 7 new positions and closed 14 in Q3 2014.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q3 2014, filed 23 Oct 2014.