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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$7.82M
Cap. Flow
-$6.97M
Cap. Flow %
-3.57%
Top 10 Hldgs %
24.18%
Holding
204
New
7
Increased
33
Reduced
98
Closed
14

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.6M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$902K
3
STON
StoneMor Inc.
STON
+$707K
4
YHOO
Yahoo Inc
YHOO
+$673K
5
BKNG icon
Booking.com
BKNG
+$628K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$1.41M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$825K
3
KO icon
Coca-Cola
KO
+$715K
4
BAX icon
Baxter International
BAX
+$641K
5
WMT icon
Walmart Inc
WMT
+$604K

Sector Composition

Rank Sector Weight
1 Healthcare 24.22%
2 Energy 12.48%
3 Financials 11.62%
4 Consumer Staples 10.22%
5 Technology 10.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
76
Texas Instruments
TXN
$261B
$792K 0.41%
16,600
– –
DVN icon
77
Devon Energy
DVN
$47.3B
$786K 0.4%
11,535
-100
-0.9% -$7.44K
AMP icon
78
Ameriprise Financial
AMP
$48.8B
$785K 0.4%
6,363
– –
MCD icon
79
McDonald's
MCD
$195B
$781K 0.4%
8,235
-5,266
-39% -$502K
BAX icon
80
Baxter International
BAX
$14.2B
$769K 0.39%
19,732
-15,783
-44% -$641K
INTC icon
81
Intel
INTC
$513B
$764K 0.39%
21,943
-11,445
-34% -$388K
VIAB
82
DELISTED
Viacom Inc. Class B
VIAB
$752K 0.39%
9,775
-200
-2% -$16.5K
ILMN icon
83
Illumina
ILMN
$28.4B
$742K 0.38%
4,652
-205
-4% -$34.3K
STON
84
DELISTED
StoneMor Inc.
STON
$733K 0.38%
+28,425
New +$707K
YHOO
85
DELISTED
Yahoo Inc
YHOO
$731K 0.37%
+17,950
New +$673K
FLS icon
86
Flowserve
FLS
$10.2B
$712K 0.37%
10,101
-500
-5% -$37.1K
PM icon
87
Philip Morris
PM
$295B
$688K 0.35%
8,253
– –
EBAY icon
88
eBay
EBAY
$49.8B
$677K 0.35%
28,393
-1,901
-6% -$42.3K
GM icon
89
General Motors
GM
$76.8B
$661K 0.34%
20,700
-1,800
-8% -$62.7K
DHR icon
90
Danaher
DHR
$144B
$652K 0.33%
12,758
– –
PHG icon
91
Philips
PHG
$26.1B
$619K 0.32%
28,145
-2,744
-9% -$58.9K
SNP
92
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$610K 0.31%
6,980
-260
-4% -$25.2K
T icon
93
AT&T
T
$163B
$602K 0.31%
22,605
-1,324
-6% -$35.2K
NSC icon
94
Norfolk Southern
NSC
$75.1B
$591K 0.3%
5,300
-525
-9% -$55.7K
EFA icon
95
iShares MSCI EAFE ETF
EFA
$80.2B
$558K 0.29%
8,705
+575
+7% +$38.4K
PARA
96
DELISTED
Paramount Global Class B
PARA
$548K 0.28%
+10,252
New +$604K
HUM icon
97
Humana
HUM
$46.2B
$546K 0.28%
4,191
– –
SYK icon
98
Stryker
SYK
$130B
$525K 0.27%
6,500
– –
WFC icon
99
Wells Fargo
WFC
$264B
$523K 0.27%
10,078
– –
MXIM
100
DELISTED
Maxim Integrated Products
MXIM
$517K 0.27%
17,100
-1,400
-8% -$44K
2 3
4
5 6

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Regent Investment Management held 204 positions worth $195M, down 3.9% from $203M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Regent Investment Management withdrew a net $6.97M in Q3 2014, closing 14 positions and reducing 98 holdings. Its most notable exit was iShares MSCI Brazil ETF, an estimated $1.41M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, up from 23% a quarter earlier, followed by Energy and Financials.

Against the trend, Regent Investment Management opened a new position in iShares Russell 1000 Growth ETF worth $1.6M.

  • Regent Investment Management's largest Q3 2014 buy was iShares Russell 1000 Growth ETF: 69,736 shares worth $1.6M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q3 2014, an estimated $902K increase.
  • Regent Investment Management's biggest Q3 2014 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $825K.
  • Regent Investment Management fully exited iShares MSCI Brazil ETF in Q3 2014, selling an estimated $1.41M.
  • Regent Investment Management's ten largest holdings make up 24% of its $195M portfolio in Q3 2014.
  • Regent Investment Management opened 7 new positions and closed 14 in Q3 2014.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q3 2014, filed 23 Oct 2014.