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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$2.4M
Cap. Flow
-$1.51M
Cap. Flow %
-0.76%
Top 10 Hldgs %
25.58%
Holding
201
New
7
Increased
46
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$1.54M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$851K
3
TWX
Time Warner Inc
TWX
+$562K
4
AAL icon
American Airlines Group
AAL
+$513K
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$513K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.67M
2
IBM icon
IBM
IBM
+$577K
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$512K
4
LLY icon
Eli Lilly
LLY
+$504K
5
BHI
Baker Hughes
BHI
+$454K

Sector Composition

Rank Sector Weight
1 Healthcare 27.16%
2 Financials 11.23%
3 Technology 9.95%
4 Energy 9.61%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
51
GE Aerospace
GE
$384B
$1.15M 0.58%
9,676
– –
IWP icon
52
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.13M 0.57%
22,990
+17,840
+346% +$851K
TDF
53
Templeton Dragon Fund
TDF
$280M
$1.11M 0.56%
44,599
-1,000
-2% -$24K
BMY icon
54
Bristol-Myers Squibb
BMY
$132B
$1.09M 0.56%
16,975
+2,700
+19% +$169K
STON
55
DELISTED
StoneMor Inc.
STON
$1.08M 0.55%
37,555
-4,900
-12% -$136K
ORCL icon
56
Oracle
ORCL
$423B
$1.06M 0.54%
24,553
-200
-0.8% -$8.67K
YUM icon
57
Yum! Brands
YUM
$41.1B
$1.05M 0.53%
18,528
-835
-4% -$45.6K
QCOM icon
58
Qualcomm
QCOM
$176B
$1.03M 0.52%
14,794
– –
RTX icon
59
RTX Corp
RTX
$301B
$1.02M 0.52%
13,882
-95
-0.7% -$7.09K
AIG icon
60
American International
AIG
$41.3B
$1.01M 0.51%
18,495
+355
+2% +$19K
HON icon
61
Honeywell
HON
$78B
$1.01M 0.51%
10,775
– –
BHI
62
DELISTED
Baker Hughes
BHI
$1M 0.51%
15,805
-7,520
-32% -$454K
CB icon
63
Chubb
CB
$135B
$997K 0.51%
8,945
– –
MDLZ icon
64
Mondelez International
MDLZ
$79.9B
$977K 0.5%
27,084
+500
+2% +$18.1K
DIS icon
65
Walt Disney
DIS
$181B
$969K 0.49%
9,235
+200
+2% +$20.2K
PARA
66
DELISTED
Paramount Global Class B
PARA
$962K 0.49%
15,872
+2,755
+21% +$161K
TXN icon
67
Texas Instruments
TXN
$261B
$949K 0.48%
16,600
– –
SLB icon
68
SLB Ltd
SLB
$75B
$909K 0.46%
10,894
-900
-8% -$74.9K
PSX icon
69
Phillips 66
PSX
$81.4B
$849K 0.43%
10,797
– –
AMP icon
70
Ameriprise Financial
AMP
$48.8B
$833K 0.42%
6,363
– –
XOM icon
71
ExxonMobil
XOM
$634B
$815K 0.41%
9,593
– –
AAL icon
72
American Airlines Group
AAL
$10.6B
$808K 0.41%
15,300
+10,100
+194% +$513K
BUD icon
73
AB InBev
BUD
$165B
$808K 0.41%
6,625
+100
+2% +$12.1K
EMC
74
DELISTED
EMC CORPORATION
EMC
$806K 0.41%
31,550
+750
+2% +$20.7K
ILMN icon
75
Illumina
ILMN
$28.4B
$775K 0.39%
4,292
-257
-6% -$48.4K
1 2
3
4 5

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YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
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EP
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TC
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Regent Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Regent Investment Management held 201 positions worth $197M, up 1.2% from $195M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2015 filing shows 7 new, 46 increased, 82 reduced and 11 closed positions. Its largest new stake was iShares China Large-Cap ETF: 36,250 shares worth $1.61M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q1 2015 buy was iShares China Large-Cap ETF: 36,250 shares worth $1.61M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $851K increase.
  • Regent Investment Management's biggest Q1 2015 reduction was IBM, cutting an estimated $577K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2015, selling an estimated $1.67M.
  • Regent Investment Management's ten largest holdings make up 26% of its $197M portfolio in Q1 2015.
  • Regent Investment Management opened 7 new positions and closed 11 in Q1 2015.
  • Regent Investment Management's portfolio value rose 1.2% quarter-over-quarter to $197M.

Based on Regent Investment Management's 13F filing for Q1 2015, filed 13 Apr 2015.