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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$7.82M
Cap. Flow
-$6.97M
Cap. Flow %
-3.57%
Top 10 Hldgs %
24.18%
Holding
204
New
7
Increased
33
Reduced
98
Closed
14

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.6M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$902K
3
STON
StoneMor Inc.
STON
+$707K
4
YHOO
Yahoo Inc
YHOO
+$673K
5
BKNG icon
Booking.com
BKNG
+$628K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$1.41M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$825K
3
KO icon
Coca-Cola
KO
+$715K
4
BAX icon
Baxter International
BAX
+$641K
5
WMT icon
Walmart Inc
WMT
+$604K

Sector Composition

Rank Sector Weight
1 Healthcare 24.22%
2 Energy 12.48%
3 Financials 11.62%
4 Consumer Staples 10.22%
5 Technology 10.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDF
51
Templeton Dragon Fund
TDF
$280M
$1.19M 0.61%
45,999
-2,500
-5% -$67.5K
TMO icon
52
Thermo Fisher Scientific
TMO
$220B
$1.18M 0.61%
9,725
+460
+5% +$55.9K
USB icon
53
US Bancorp
USB
$99.6B
$1.13M 0.58%
27,104
-3,325
-11% -$140K
YUM icon
54
Yum! Brands
YUM
$41.1B
$1.11M 0.57%
21,506
-835
-4% -$44.4K
QCOM icon
55
Qualcomm
QCOM
$176B
$1.11M 0.57%
14,794
+2,707
+22% +$207K
AXP icon
56
American Express
AXP
$230B
$1.08M 0.55%
12,311
-700
-5% -$63K
UNH icon
57
UnitedHealth
UNH
$370B
$1.05M 0.54%
12,214
-200
-2% -$16.9K
WHR icon
58
Whirlpool
WHR
$2.82B
$1.02M 0.52%
7,025
-1,120
-14% -$166K
HD icon
59
Home Depot
HD
$355B
$1.02M 0.52%
11,080
-1,650
-13% -$142K
RTX icon
60
RTX Corp
RTX
$301B
$1M 0.51%
15,089
+318
+2% +$21.8K
AIG icon
61
American International
AIG
$41.3B
$980K 0.5%
18,135
-1,720
-9% -$94K
ORCL icon
62
Oracle
ORCL
$423B
$974K 0.5%
25,453
-1,764
-6% -$71.4K
MDT icon
63
Medtronic
MDT
$112B
$967K 0.5%
15,601
– –
EMC
64
DELISTED
EMC CORPORATION
EMC
$966K 0.5%
33,000
-1,900
-5% -$54.8K
KRFT
65
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$959K 0.49%
16,997
+9,227
+119% +$533K
CB icon
66
Chubb
CB
$135B
$938K 0.48%
8,945
– –
PSX icon
67
Phillips 66
PSX
$81.4B
$922K 0.47%
11,336
-300
-3% -$25K
HON icon
68
Honeywell
HON
$78B
$920K 0.47%
10,998
+223
+2% +$19K
LLY icon
69
Eli Lilly
LLY
$1.06T
$911K 0.47%
14,055
-350
-2% -$22.2K
BMY icon
70
Bristol-Myers Squibb
BMY
$132B
$910K 0.47%
17,775
-1,570
-8% -$78.4K
MDLZ icon
71
Mondelez International
MDLZ
$79.9B
$894K 0.46%
26,084
+9,125
+54% +$332K
KR icon
72
Kroger
KR
$34.8B
$881K 0.45%
33,892
-600
-2% -$15.2K
MFIC icon
73
MidCap Financial Investment
MFIC
$804M
$866K 0.44%
35,333
– –
BHI
74
DELISTED
Baker Hughes
BHI
$822K 0.42%
12,640
+5,850
+86% +$408K
ESV
75
DELISTED
Ensco Rowan plc
ESV
$819K 0.42%
4,959
-204
-4% -$40.4K
1 2
3
4 5

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Regent Investment Management held 204 positions worth $195M, down 3.9% from $203M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Regent Investment Management withdrew a net $6.97M in Q3 2014, closing 14 positions and reducing 98 holdings. Its most notable exit was iShares MSCI Brazil ETF, an estimated $1.41M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, up from 23% a quarter earlier, followed by Energy and Financials.

Against the trend, Regent Investment Management opened a new position in iShares Russell 1000 Growth ETF worth $1.6M.

  • Regent Investment Management's largest Q3 2014 buy was iShares Russell 1000 Growth ETF: 69,736 shares worth $1.6M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q3 2014, an estimated $902K increase.
  • Regent Investment Management's biggest Q3 2014 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $825K.
  • Regent Investment Management fully exited iShares MSCI Brazil ETF in Q3 2014, selling an estimated $1.41M.
  • Regent Investment Management's ten largest holdings make up 24% of its $195M portfolio in Q3 2014.
  • Regent Investment Management opened 7 new positions and closed 14 in Q3 2014.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q3 2014, filed 23 Oct 2014.