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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$2.4M
Cap. Flow
-$1.51M
Cap. Flow %
-0.76%
Top 10 Hldgs %
25.58%
Holding
201
New
7
Increased
46
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$1.54M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$851K
3
TWX
Time Warner Inc
TWX
+$562K
4
AAL icon
American Airlines Group
AAL
+$513K
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$513K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.67M
2
IBM icon
IBM
IBM
+$577K
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$512K
4
LLY icon
Eli Lilly
LLY
+$504K
5
BHI
Baker Hughes
BHI
+$454K

Sector Composition

Rank Sector Weight
1 Healthcare 27.16%
2 Financials 11.23%
3 Technology 9.95%
4 Energy 9.61%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
26
Merck
MRK
$318B
$2.09M 1.06%
38,175
-105
-0.3% -$5.95K
CSCO icon
27
Cisco
CSCO
$479B
$2.06M 1.04%
74,829
-6,775
-8% -$191K
PRU icon
28
Prudential Financial
PRU
$41.8B
$1.98M 1%
24,605
+1,740
+8% +$141K
UNP icon
29
Union Pacific
UNP
$174B
$1.96M 0.99%
18,070
+3,000
+20% +$352K
IWO icon
30
iShares Russell 2000 Growth ETF
IWO
$15B
$1.9M 0.97%
12,555
– –
FXI icon
31
iShares China Large-Cap ETF
FXI
$4.31B
$1.61M 0.82%
+36,250
New +$1.54M
GIS icon
32
General Mills
GIS
$19.7B
$1.58M 0.8%
28,007
– –
COP icon
33
ConocoPhillips
COP
$141B
$1.55M 0.79%
24,962
– –
KO icon
34
Coca-Cola
KO
$375B
$1.55M 0.78%
38,154
-2,600
-6% -$109K
HAL icon
35
Halliburton
HAL
$26.6B
$1.51M 0.76%
34,315
-3,900
-10% -$163K
ETN icon
36
Eaton
ETN
$174B
$1.49M 0.76%
21,914
+410
+2% +$27.9K
UNH icon
37
UnitedHealth
UNH
$370B
$1.45M 0.73%
12,214
– –
TJX icon
38
TJX Companies
TJX
$178B
$1.44M 0.73%
41,142
-680
-2% -$23.1K
WHR icon
39
Whirlpool
WHR
$2.82B
$1.38M 0.7%
6,825
+400
+6% +$81.2K
CAG icon
40
Conagra Brands
CAG
$7.23B
$1.37M 0.69%
48,181
-1,189
-2% -$32.8K
KRFT
41
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.34M 0.68%
15,431
-1,500
-9% -$99K
STX icon
42
Seagate
STX
$184B
$1.32M 0.67%
25,460
+2,865
+13% +$170K
TMO icon
43
Thermo Fisher Scientific
TMO
$220B
$1.32M 0.67%
9,845
-100
-1% -$12.9K
IBM icon
44
IBM
IBM
$224B
$1.3M 0.66%
8,462
-3,804
-31% -$577K
VWO icon
45
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.28M 0.65%
31,422
-775
-2% -$31.5K
MDT icon
46
Medtronic
MDT
$112B
$1.22M 0.62%
15,606
+5
+0% +$379
MMM icon
47
3M
MMM
$94.3B
$1.2M 0.61%
8,669
-598
-6% -$82.4K
HD icon
48
Home Depot
HD
$355B
$1.17M 0.59%
10,310
-400
-4% -$44.1K
MET icon
49
MetLife
MET
$62.1B
$1.17M 0.59%
25,914
– –
KR icon
50
Kroger
KR
$34.8B
$1.15M 0.58%
30,064
– –
1
2
3 4 5

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MPAM
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Regent Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Regent Investment Management held 201 positions worth $197M, up 1.2% from $195M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2015 filing shows 7 new, 46 increased, 82 reduced and 11 closed positions. Its largest new stake was iShares China Large-Cap ETF: 36,250 shares worth $1.61M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q1 2015 buy was iShares China Large-Cap ETF: 36,250 shares worth $1.61M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $851K increase.
  • Regent Investment Management's biggest Q1 2015 reduction was IBM, cutting an estimated $577K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2015, selling an estimated $1.67M.
  • Regent Investment Management's ten largest holdings make up 26% of its $197M portfolio in Q1 2015.
  • Regent Investment Management opened 7 new positions and closed 11 in Q1 2015.
  • Regent Investment Management's portfolio value rose 1.2% quarter-over-quarter to $197M.

Based on Regent Investment Management's 13F filing for Q1 2015, filed 13 Apr 2015.