NL

NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+6.04%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$444M
AUM Growth
+$29.1M
Cap. Flow
+$7.88M
Cap. Flow %
1.77%
Top 10 Hldgs %
27.78%
Holding
368
New
29
Increased
130
Reduced
136
Closed
23

Top Buys

1
USB icon
US Bancorp
USB
$6.72M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$1.65M
3
HYLD
High Yield ETF
HYLD
$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$897K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
$871K

Top Sells

1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
$2.28M
2
XOP icon
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$2.04M
3
KRE icon
SPDR S&P Regional Banking ETF
KRE
$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$1.66M

Sector Composition

1 Technology 12.92%
2 Financials 6.66%
3 Industrials 5.23%
4 Consumer Discretionary 5.16%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TLYS icon
176
Tilly's
TLYS
$63.3M
$530K 0.12%
+27,947
New +$530K
ANH
177
DELISTED
Anworth Mortgage Asset Corporation
ANH
$530K 0.12%
114,445
-5,500
-5% -$25.5K
WMT icon
178
Walmart
WMT
$805B
$528K 0.12%
16,860
+4,248
+34% +$133K
ETP
179
DELISTED
Energy Transfer Partners, L.P.
ETP
$523K 0.12%
23,502
-1,582
-6% -$35.2K
EFX icon
180
Equifax
EFX
$29.6B
$522K 0.12%
4,000
– –
SCHP icon
181
Schwab US TIPS ETF
SCHP
$13.9B
$515K 0.12%
19,070
+486
+3% +$13.1K
MNE
182
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$504K 0.11%
40,300
+6,000
+17% +$75K
SCHO icon
183
Schwab Short-Term US Treasury ETF
SCHO
$11.7B
$498K 0.11%
+20,112
New +$498K
PCI
184
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$494K 0.11%
20,493
+6,723
+49% +$162K
MFA
185
MFA Financial
MFA
$1.07B
$493K 0.11%
16,756
– –
HON icon
186
Honeywell
HON
$137B
$491K 0.11%
3,081
+191
+7% +$30.4K
IXUS icon
187
iShares Core MSCI Total International Stock ETF
IXUS
$47.8B
$491K 0.11%
8,139
+2,131
+35% +$129K
SCHF icon
188
Schwab International Equity ETF
SCHF
$50.3B
$490K 0.11%
29,202
– –
NTR icon
189
Nutrien
NTR
$27.7B
$486K 0.11%
8,415
-667
-7% -$38.5K
FDX icon
190
FedEx
FDX
$53.2B
$484K 0.11%
2,012
+237
+13% +$57K
JWN
191
DELISTED
Nordstrom
JWN
$482K 0.11%
8,058
-71
-0.9% -$4.25K
NRK icon
192
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$482K 0.11%
40,488
– –
QDF icon
193
FlexShares Quality Dividend Index Fund
QDF
$1.94B
$480K 0.11%
10,133
– –
PAG icon
194
Penske Automotive Group
PAG
$12.3B
$479K 0.11%
+10,117
New +$479K
MUI
195
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$473K 0.11%
36,200
– –
HYG icon
196
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$472K 0.11%
5,457
+20
+0.4% +$1.73K
NAD icon
197
Nuveen Quality Municipal Income Fund
NAD
$2.65B
$470K 0.11%
36,757
– –
HPI
198
John Hancock Preferred Income Fund
HPI
$433M
$468K 0.11%
21,298
– –
HASI icon
199
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$3.49B
$462K 0.1%
21,535
-603
-3% -$12.9K
PX
200
DELISTED
Praxair Inc
PX
$456K 0.1%
2,840
-15
-0.5% -$2.41K
6 7
8
9 10