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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
176
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$532K 0.12%
10,268
-17,575
-63% -$917K
TLYS icon
177
Tilly's
TLYS
$115M
$530K 0.12%
+27,947
New +$480K
ANH
178
DELISTED
Anworth Mortgage Asset Corporation
ANH
$530K 0.12%
114,445
-5,500
-5% -$27K
WMT icon
179
Walmart Inc
WMT
$871B
$528K 0.12%
16,860
+4,248
+34% +$130K
ETP
180
DELISTED
Energy Transfer Partners, L.P.
ETP
$523K 0.12%
23,502
-1,582
-6% -$34.3K
EFX icon
181
Equifax
EFX
$20.3B
$522K 0.12%
4,000
– –
SCHP icon
182
Schwab US TIPS ETF
SCHP
$16.3B
$515K 0.12%
19,070
+486
+3% +$13.2K
MNE
183
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$504K 0.11%
40,300
+6,000
+17% +$75.9K
SCHO icon
184
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$498K 0.11%
+20,112
New +$499K
PCI
185
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$494K 0.11%
20,493
+6,723
+49% +$162K
MFA
186
MFA Financial
MFA
$929M
$493K 0.11%
16,756
– –
HON icon
187
Honeywell
HON
$77.1B
$491K 0.11%
3,269
+203
+7% +$28.8K
IXUS icon
188
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$491K 0.11%
8,139
+2,131
+35% +$128K
SCHF icon
189
Schwab International Equity ETF
SCHF
$65.6B
$490K 0.11%
29,202
– –
NTR icon
190
Nutrien
NTR
$32.7B
$486K 0.11%
8,415
-667
-7% -$36.9K
FDX icon
191
FedEx
FDX
$74.5B
$484K 0.11%
2,012
+237
+13% +$57.4K
JWN
192
DELISTED
Nordstrom
JWN
$482K 0.11%
8,058
-71
-0.9% -$4.07K
NRK icon
193
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$482K 0.11%
40,488
– –
QDF icon
194
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$480K 0.11%
10,133
– –
PAG icon
195
Penske Automotive Group
PAG
$14.3B
$479K 0.11%
+10,117
New +$514K
MUI
196
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$473K 0.11%
36,200
– –
HYG icon
197
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$472K 0.11%
5,457
+20
+0.4% +$1.72K
NAD icon
198
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$470K 0.11%
36,757
– –
HPI
199
John Hancock Preferred Income Fund
HPI
$428M
$468K 0.11%
21,298
– –
HASI icon
200
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$462K 0.1%
21,535
-603
-3% -$12.4K
6 7
8
9 10

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.