NWAM LLC’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

NWAM LLC’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$289K	Sell	11,468 -12	-0.1%	-$301	0.05%	307
2019 Q3	$281K	Sell	11,480 -10,049	-47%	-$243K	0.05%	291
2019 Q2	$514K	Buy	21,529 +217	+1%	+$5.16K	0.1%	194
2019 Q1	$499K	Sell	21,312 -383	-2%	-$8.77K	0.11%	188
2018 Q4	$457K	Buy	21,695 +1,202	+6%	+$27.1K	0.12%	175
2018 Q3	$494K	Buy	20,493 +6,723	+49%	+$162K	0.11%	185
2018 Q2	$325K	Buy	13,770 +2,409	+21%	+$55.9K	0.08%	249
2018 Q1	$260K	Buy	+11,361	New	+$255K	0.07%	267

Other funds holding PCI

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

NWAM LLC's PCI Position: Q4 2019 in Review

NWAM LLC reduced its PIMCO Dynamic Credit and Mortgage Income Fund (PCI) stake by 0.1% in Q4 2019, selling an estimated $301 and leaving 11,468 shares worth $289K. The position accounts for 0.05% of the portfolio, ranked #307.

NWAM LLC first reported a position in PCI in Q1 2018 and has held it in 8 quarters since. The position peaked at $514K in Q2 2019. 182 funds tracked by Wall St. Rank hold PCI as of Q4 2019.

NWAM LLC held 11,468 shares of PIMCO Dynamic Credit and Mortgage Income Fund worth $289K as of Q4 2019.
NWAM LLC sold 12 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q4 2019, an estimated $301.
PIMCO Dynamic Credit and Mortgage Income Fund made up 0.05% of NWAM LLC's portfolio in Q4 2019, its #307 holding.
NWAM LLC first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2018 and has held it in 8 quarters since.
NWAM LLC's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $514K in Q2 2019.
182 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q4 2019.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.