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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
26
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.52M 0.79%
40,363
+6,538
+19% +$573K
ERC
27
Allspring Multi-Sector Income Fund
ERC
$256M
$3.46M 0.78%
284,104
-28,307
-9% -$354K
VO icon
28
Vanguard Mid-Cap ETF
VO
$106B
$3.31M 0.74%
80,556
-528
-0.7% -$21.5K
AGG icon
29
iShares Core US Aggregate Bond ETF
AGG
$139B
$3.27M 0.74%
30,999
+4,282
+16% +$454K
CVX icon
30
Chevron
CVX
$373B
$3.27M 0.74%
26,739
+301
+1% +$36.5K
VIG icon
31
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.99M 0.67%
27,035
+316
+1% +$34K
FFC
32
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$2.96M 0.67%
162,584
-6,285
-4% -$119K
VEA icon
33
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.9M 0.65%
67,120
+498
+0.7% +$21.5K
VOT icon
34
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$2.68M 0.6%
18,779
+139
+0.7% +$19.5K
JNJ icon
35
Johnson & Johnson
JNJ
$609B
$2.57M 0.58%
18,579
+147
+0.8% +$19.5K
GOOG icon
36
Alphabet (Google) Class C
GOOG
$4.22T
$2.53M 0.57%
42,460
+2,760
+7% +$165K
HFWA icon
37
Heritage Financial
HFWA
$1.26B
$2.45M 0.55%
69,637
– –
PFE icon
38
Pfizer
PFE
$143B
$2.42M 0.54%
57,773
-2,812
-5% -$108K
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$4.23T
$2.36M 0.53%
39,040
-380
-1% -$23K
IGV icon
40
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$2.34M 0.53%
57,095
+270
+0.5% +$10.6K
SDY icon
41
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.33M 0.52%
23,822
+747
+3% +$72.4K
EFA icon
42
iShares MSCI EAFE ETF
EFA
$76.5B
$2.33M 0.52%
34,212
-1,244
-4% -$84K
VEU icon
43
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.29M 0.51%
43,937
+2,698
+7% +$141K
INTC icon
44
Intel
INTC
$478B
$2.19M 0.49%
46,254
-807
-2% -$39.3K
BNDX icon
45
Vanguard Total International Bond ETF
BNDX
$82.2B
$2.18M 0.49%
39,950
+1,279
+3% +$70K
PG icon
46
Procter & Gamble
PG
$349B
$2.17M 0.49%
26,046
-1,316
-5% -$108K
DVY icon
47
iShares Select Dividend ETF
DVY
$23.8B
$2.15M 0.48%
21,545
-32
-0.1% -$3.21K
PCAR icon
48
PACCAR
PCAR
$66.4B
$2.11M 0.48%
46,476
+1
+0% +$44
MDY icon
49
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2.11M 0.47%
5,742
+37
+0.6% +$13.6K
SPY icon
50
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$2.06M 0.46%
7,088
-35
-0.5% -$9.97K
1
2
3 4 5

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.