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NWAM LLC Portfolio holdings

AUM $1.79B
1-Year Est. Return 29.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+29.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$415M
AUM Growth
+$19.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
373
New
Increased
Reduced
Closed

Top Buys

1
+$8.71M
2
+$2.4M
3
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

1
+$7.89M
2
+$1.56M
3
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

1 Technology 11.71%
2 Industrials 5.07%
3 Financials 4.75%
4 Consumer Discretionary 4.71%
5 Healthcare 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$100K 0.02%
13,000
327
$91K 0.02%
11,800
-5,000
328
$76K 0.02%
4,333
329
$75K 0.02%
16,000
330
$68K 0.02%
978
331
$68K 0.02%
2,670
332
$66K 0.02%
3,435
+7
333
$52K 0.01%
15,730
+200
334
$50K 0.01%
33,352
-5,550
335
$47K 0.01%
+10,000
336
$41K 0.01%
41,288
337
$33K 0.01%
950
-985
338
$7K ﹤0.01%
18,800
-1,200
339
– –
-3,414
340
– –
-1,035
341
– –
-6,000
342
– –
-1,285
343
– –
-2,811
344
– –
-3,963
345
– –
-10,500
346
– –
-10,985
347
– –
-5,821
348
– –
-4,601
349
– –
-41,054
350
– –
-15,286
11 12 13
14
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