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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDFC icon
301
WD-40
WDFC
$3.22B
$224K 0.05%
+1,300
New +$217K
TWTR
302
DELISTED
Twitter, Inc.
TWTR
$224K 0.05%
7,868
-225
-3% -$7.96K
GLD icon
303
SPDR Gold Trust
GLD
$129B
$223K 0.05%
1,975
-3,426
-63% -$393K
BDX icon
304
Becton Dickinson
BDX
$42.6B
$221K 0.05%
866
-22
-2% -$5.42K
MKL icon
305
Markel Group
MKL
$24.8B
$221K 0.05%
+186
New +$219K
MMP
306
DELISTED
Magellan Midstream Partners, L.P.
MMP
$220K 0.05%
3,249
-139
-4% -$9.65K
FIVE icon
307
Five Below
FIVE
$11.3B
$219K 0.05%
+1,682
New +$187K
NOC icon
308
Northrop Grumman
NOC
$74.4B
$219K 0.05%
691
-25
-3% -$7.62K
TFC icon
309
Truist Financial
TFC
$62.3B
$219K 0.05%
+4,504
New +$231K
KG
310
Kestrel Group
KG
$74.9M
$218K 0.05%
3,824
+1,578
+70% +$171K
IUSV icon
311
iShares Core S&P US Value ETF
IUSV
$27B
$216K 0.05%
3,838
– –
PAYX icon
312
Paychex
PAYX
$41B
$215K 0.05%
2,919
-146
-5% -$10.5K
CSGP icon
313
CoStar Group
CSGP
$12.1B
$213K 0.05%
5,050
– –
YPF icon
314
YPF
YPF
$19.8B
$213K 0.05%
13,775
-350
-2% -$5.45K
PAA icon
315
Plains All American Pipeline
PAA
$17.2B
$211K 0.05%
8,437
-570
-6% -$14.3K
ALRM icon
316
Alarm.com
ALRM
$2.62B
$207K 0.05%
+3,600
New +$181K
APD icon
317
Air Products & Chemicals
APD
$66.1B
$203K 0.05%
+1,217
New +$198K
CAT icon
318
Caterpillar
CAT
$398B
$203K 0.05%
+1,332
New +$188K
OXY icon
319
Occidental Petroleum
OXY
$54.9B
$203K 0.05%
2,474
+1
+0% +$81
XLK icon
320
State Street Technology Select Sector SPDR ETF
XLK
$114B
$203K 0.05%
+5,380
New +$197K
DGS icon
321
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$202K 0.05%
+4,431
New +$208K
CIM
322
Chimera Investment
CIM
$1.06B
$200K 0.05%
3,675
– –
JHS
323
John Hancock Income Securities Trust
JHS
$127M
$200K 0.05%
14,925
– –
BEST
324
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$188K 0.04%
1,588
+185
+13% +$31.6K
VGM icon
325
Invesco Trust Investment Grade Municipals
VGM
$563M
$167K 0.04%
14,070
– –
11 12
13
14 15

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PAIM
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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.