NWAM LLC’s Caterpillar CAT Stock Holding History

NWAM LLC’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$6.38M	Buy	5,995 +502	+9%	+$441K	0.32%	76
2026 Q1	$3.89M	Buy	5,493 +541	+11%	+$375K	0.22%	105
2025 Q4	$3.03M	Buy	4,952 +43	+0.9%	+$23.9K	0.17%	132
2025 Q3	$2.5M	Buy	4,909 +253	+5%	+$108K	0.14%	157
2025 Q2	$1.94M	Sell	4,656 -136	-3%	-$45.3K	0.11%	178
2025 Q1	$1.58M	Sell	4,792 -12	-0.2%	-$4.27K	0.14%	146
2024 Q4	$1.74M	Buy	4,804 +2	+0%	+$776	0.11%	184
2024 Q3	$1.88M	Buy	4,802 +421	+10%	+$145K	0.11%	177
2024 Q2	$1.46M	Buy	4,381 +607	+16%	+$210K	0.43%	43
2024 Q1	$1.31M	Sell	3,774 -451	-11%	-$144K	0.11%	186
2023 Q4	$1.25M	Buy	4,225 +2,171	+106%	+$563K	0.1%	196
2023 Q3	$561K	Sell	2,054 -1,612	-44%	-$437K	0.06%	273
2023 Q2	$902K	Buy	3,666 +1,443	+65%	+$322K	0.07%	241
2023 Q1	$509K	Sell	2,223 -1,654	-43%	-$400K	0.05%	276
2022 Q4	$929K	Sell	3,877 -167	-4%	-$36.4K	0.08%	221
2022 Q3	$663K	Buy	4,044 +367	+10%	+$67K	0.06%	252
2022 Q2	$648K	Sell	3,677 -159	-4%	-$33.5K	0.06%	261
2022 Q1	$855K	Sell	3,836 -162	-4%	-$34K	0.07%	246
2021 Q4	$826K	Sell	3,998 -649	-14%	-$131K	0.07%	242
2021 Q3	$892K	Buy	4,647 +547	+13%	+$114K	0.08%	230
2021 Q2	$892K	Buy	4,100 +77	+2%	+$17.8K	0.08%	228
2021 Q1	$933K	Buy	4,023 +44	+1%	+$9.11K	0.09%	213
2020 Q4	$724K	Buy	+3,979	New	+$675K	0.08%	217
2020 Q3	–	Sell	-4,350	Closed	-$550K	–	271
2020 Q2	$550K	Buy	4,350 +1,060	+32%	+$126K	0.08%	223
2020 Q1	$382	Sell	3,290 -1,441	-30%	-$184K	0.01%	257
2019 Q4	$699K	Sell	4,731 -2,184	-32%	-$305K	0.12%	178
2019 Q3	$873K	Buy	6,915 +3,715	+116%	+$472K	0.16%	132
2019 Q2	$436K	Buy	3,200 +947	+42%	+$125K	0.09%	215
2019 Q1	$305K	Buy	+2,253	New	+$299K	0.07%	266
2018 Q4	–	Sell	-1,332	Closed	-$203K	–	332
2018 Q3	$203K	Buy	+1,332	New	+$188K	0.05%	318
2018 Q1	–	Sell	-1,669	Closed	-$263K	–	344
2017 Q4	$263K	Sell	1,669 -134	-7%	-$18.6K	0.07%	246
2017 Q3	$225K	Buy	+1,803	New	+$208K	0.06%	278
2014 Q4	–	Sell	-3,312	Closed	-$328K	–	248
2014 Q3	$328K	Buy	3,312 +21	+0.6%	+$2.23K	0.12%	182
2014 Q2	$358K	Buy	+3,291	New	+$345K	0.11%	179

Other funds holding CAT

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Aberdeen Group Edinburgh, United Kingdom $71.2B AUM 41.74% 1-Year Est. Return

New York State Common Retirement Fund Albany, New York $79.3B AUM 43.63% 1-Year Est. Return

ECSS

Eurizon Capital SGR SpA Milan $37.3B AUM

New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return

Pictet Asset Management Carouge, Switzerland $105B AUM 38.07% 1-Year Est. Return

Markel Group Glen Allen, Virginia $13.1B AUM 15.62% 1-Year Est. Return

Asset Management One Tokyo, Japan $39B AUM 37.51% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.5B AUM 37.68% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

NWAM LLC's CAT Position: Q2 2026 in Review

NWAM LLC increased its Caterpillar (CAT) stake by 9.1% in Q2 2026, buying an estimated $441K and bringing the position to 5,995 shares worth $6.38M. The position accounts for 0.32% of the portfolio, ranked #76.

NWAM LLC first reported a position in CAT in Q2 2014 and has held it in 34 quarters since. 1,996 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

NWAM LLC held 5,995 shares of Caterpillar worth $6.38M as of Q2 2026.
NWAM LLC bought 502 Caterpillar shares in Q2 2026, an estimated $441K.
Caterpillar made up 0.32% of NWAM LLC's portfolio in Q2 2026, its #76 holding.
NWAM LLC first reported a position in Caterpillar in Q2 2014 and has held it in 34 quarters since.
1,996 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on NWAM LLC's 13F filing for Q2 2026, filed 23 Jul 2026.