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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC icon
251
HSBC
HSBC
$355B
$313K 0.07%
+7,474
New +$324K
WELL icon
252
Welltower
WELL
$178B
$311K 0.07%
4,840
+38
+0.8% +$2.46K
CSX icon
253
CSX Corp
CSX
$98.6B
$308K 0.07%
12,486
– –
VGLT icon
254
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$305K 0.07%
4,229
– –
BNS icon
255
Scotiabank
BNS
$106B
$303K 0.07%
5,075
-160
-3% -$9.35K
SBS icon
256
Sabesp
SBS
$19.7B
$303K 0.07%
265,226
+15,470
+6% +$18.9K
USMV icon
257
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$303K 0.07%
5,314
+875
+20% +$48.8K
IWB icon
258
iShares Russell 1000 ETF
IWB
$47.7B
$302K 0.07%
1,868
+237
+15% +$37.6K
ALK icon
259
Alaska Air
ALK
$5.15B
$300K 0.07%
+4,355
New +$282K
SCHV
260
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$300K 0.07%
16,068
-42
-0.3% -$778
MA icon
261
Mastercard
MA
$477B
$298K 0.07%
1,337
-134
-9% -$28K
CIEN icon
262
Ciena
CIEN
$55.3B
$295K 0.07%
9,441
-1,194
-11% -$33.5K
APU
263
DELISTED
AmeriGas Partners, L.P.
APU
$295K 0.07%
7,469
+7
+0.1% +$287
GGB icon
264
Gerdau
GGB
$9.44B
$293K 0.07%
87,714
-17,696
-17% -$56.9K
WBA
265
DELISTED
Walgreens Boots Alliance
WBA
$289K 0.07%
3,959
-1,347
-25% -$91.5K
CHK
266
DELISTED
Chesapeake Energy Corporation
CHK
$286K 0.06%
318
-17
-5% -$15.5K
WY icon
267
Weyerhaeuser
WY
$17.3B
$285K 0.06%
8,823
+4
+0% +$139
NVS icon
268
Novartis
NVS
$295B
$278K 0.06%
3,605
-128
-3% -$9.46K
EQM
269
DELISTED
EQM Midstream Partners, LP
EQM
$278K 0.06%
+5,264
New +$287K
PM icon
270
Philip Morris
PM
$301B
$276K 0.06%
3,385
-343
-9% -$28.2K
SRLP
271
DELISTED
SPRAGUE RESOURCES LP
SRLP
$276K 0.06%
10,250
-1,250
-11% -$31.9K
AVGO icon
272
Broadcom
AVGO
$1.82T
$275K 0.06%
11,160
-480
-4% -$10.8K
PRLB icon
273
Protolabs
PRLB
$1.86B
$273K 0.06%
1,689
– –
AMD icon
274
Advanced Micro Devices
AMD
$851B
$269K 0.06%
8,701
-2,215
-20% -$50K
MSD
275
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$268K 0.06%
30,920
-925
-3% -$8.13K
9 10
11
12 13

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.