NWAM LLC’s HSBC HSBC Stock Holding History

NWAM LLC’s Portfolio HSBC Stock Details HSBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-9,629	Closed	-$402K	–	402
2019 Q2	$402K	Buy	9,629 +163	+2%	+$6.83K	0.08%	224
2019 Q1	$380K	Sell	9,466 -59	-0.6%	-$2.38K	0.08%	224
2018 Q4	$378K	Buy	9,525 +2,051	+27%	+$82.1K	0.1%	199
2018 Q3	$313K	Buy	+7,474	New	+$324K	0.07%	251

Other funds holding HSBC

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.16B AUM 16.24% 1-Year Est. Return

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

SCCM

Schafer Cullen Capital Management New York $491M AUM 41.48% 1-Year Est. Return

NWAM LLC's HSBC Position: Q3 2019 in Review

NWAM LLC sold out of HSBC (HSBC) in Q3 2019, closing a stake of 9,629 shares — an estimated $402K sold.

NWAM LLC first reported a position in HSBC in Q3 2018 and held it in 4 quarters. The position peaked at $402K in Q2 2019. 386 funds tracked by Wall St. Rank hold HSBC as of Q3 2019.

NWAM LLC reported no remaining HSBC position as of Q3 2019 after selling out during the quarter.
NWAM LLC sold 9,629 HSBC shares in Q3 2019, an estimated $402K.
NWAM LLC first reported a position in HSBC in Q3 2018 and held it in 4 quarters.
NWAM LLC's HSBC position peaked at $402K in Q2 2019.
386 funds tracked by Wall St. Rank held HSBC as of Q3 2019.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.