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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTUW
151
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$12.6K ﹤0.01%
228,694
-26,352
-10% -$1.48K
ROSEW
152
DELISTED
Rose Hill Acquisition Corporation Warrant
ROSEW
$12.5K ﹤0.01%
250,000
– –
HOVRW icon
153
New Horizon Aircraft Ltd
HOVRW
$10.9M
$12.4K ﹤0.01%
225,000
– –
NUVB.WS
154
DELISTED
Nuvation Bio Inc Warrants
NUVB.WS
$12.2K ﹤0.01%
135,426
-80,000
-37% -$10.7K
TETEW
155
DELISTED
Technology & Telecommunication Acquisition Corporation Warrant
TETEW
$12.2K ﹤0.01%
300,000
– –
VLD.WS
156
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$12.1K ﹤0.01%
62,491
-58,701
-48% -$14.7K
BZAIW
157
Blaize Holdings Warrants
BZAIW
$6.97M
$12K ﹤0.01%
600,599
– –
ROCLW
158
DELISTED
Roth CH Acquisition V Co. Warrant
ROCLW
$11.9K ﹤0.01%
154,066
– –
WEL.WS
159
DELISTED
Integrated Wellness Acquisition Corp Redeemable Warrants
WEL.WS
$11.8K ﹤0.01%
54,194
– –
PUCKW
160
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$11.8K ﹤0.01%
425,000
– –
BKSY.WS icon
161
BlackSky Technology Inc Warrants
BKSY.WS
$938K
$11.7K ﹤0.01%
156,430
-9,600
-6% -$1.3K
RBOT.WS
162
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$11.5K ﹤0.01%
150,866
-80,000
-35% -$13K
PIIIW icon
163
P3 Health Partners Inc Warrant
PIIIW
$136K
$11.4K ﹤0.01%
72,700
– –
GBBKW
164
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$11.3K ﹤0.01%
375,000
– –
QOMOR
165
DELISTED
Qomolangma Acquisition Corp. Right
QOMOR
$11.2K ﹤0.01%
70,000
– –
CXAC.WS
166
DELISTED
C5 Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
CXAC.WS
$11K ﹤0.01%
344,417
– –
NFYS.WS
167
DELISTED
Enphys Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFYS.WS
$10.8K ﹤0.01%
154,754
– –
ZCARW
168
DELISTED
Zoomcar Holdings, Inc. Warrants
ZCARW
$10.7K ﹤0.01%
199,679
– –
PLTNW
169
DELISTED
Plutonian Acquisition Corp. Warrant
PLTNW
$10.2K ﹤0.01%
186,381
– –
CMAXW
170
DELISTED
CareMax, Inc. Warrant
CMAXW
$9.61K ﹤0.01%
51,921
– –
TVGNW icon
171
Tevogen Bio Warrant
TVGNW
$9.45M
$9.49K ﹤0.01%
196,900
-3,100
-2% -$166
ADTHW
172
DELISTED
AdTheorent Holding Co Warrants
ADTHW
$8.93K ﹤0.01%
214,076
– –
ITAQW
173
DELISTED
Industrial Tech Acquisitions II, Inc. Warrants
ITAQW
$8.83K ﹤0.01%
167,900
-7,100
-4% -$366
SVIIW
174
DELISTED
Spring Valley Acquisition Corp II Warrant
SVIIW
$8.82K ﹤0.01%
70,000
– –
SUAC.WS
175
DELISTED
ShoulderUp Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SUAC.WS
$8.53K ﹤0.01%
416,249
– –
5 6
7
8 9

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GCMG
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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.