CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.1B
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
103
New
Increased
Reduced
Closed

Top Buys

1
+$6.36M
2
+$5.93M
3
+$5.09M
4
EACQW
Easterly Acquisition Corp.
EACQW
+$218K
5
GPIAW
GP Investments Acquisition Corp
GPIAW
+$160K

Top Sells

1
+$6.44M
2
+$6.01M
3
+$5.19M
4
NXEO
Nexeo Solutions, Inc. Common Stock
NXEO
+$2.91M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$75.9K

Sector Composition

1 Financials 1.93%
2 Industrials 0.56%
3 Technology 0.46%
4 Energy 0%
5 Consumer Staples 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$9M 0.74%
900,000
2
$8.78M 0.72%
872,500
3
$8.64M 0.71%
499,400
4
$6.36M 0.52%
+650,000
5
$5.93M 0.49%
600,000
6
$5.93M 0.49%
+595,000
7
$5.92M 0.49%
600,000
8
$5.86M 0.48%
600,000
9
$5.18M 0.43%
500,000
10
$5.09M 0.42%
+524,990
11
$4.99M 0.41%
500,000
12
$4.78M 0.39%
481,326
13
$4.04M 0.33%
399,000
14
$3.24M 0.27%
350,000
15
$2.97M 0.24%
25
16
$2.28M 0.19%
279,100
17
$2.07M 0.17%
200,000
18
$2.03M 0.17%
200,000
19
$1.63M 0.13%
747,948
-34,802
20
$1.3M 0.11%
40,700
21
$610K 0.05%
89,382
22
$543K 0.04%
338,300
23
$537K 0.04%
5,649
24
$434K 0.04%
218,663
25
$424K 0.04%
44,700
-100
1
2 3