CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.1B
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
104
New
Increased
Reduced
Closed

Top Buys

1
+$6.31M
2
+$5.91M
3
+$5.15M
4
GPIAW
GP Investments Acquisition Corp
GPIAW
+$166K
5
TRTLW
Terrapin 3 Acquisition Corporation
TRTLW
+$160K

Top Sells

1
+$2.91M
2
+$92K
3
+$10.9K
4
STI.WS.A
Suntrust Banks Inc
STI.WS.A
+$1K

Sector Composition

1 Financials 1.93%
2 Industrials 0.56%
3 Technology 0.46%
4 Energy 0%
5 Consumer Staples 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$9M 0.82%
900,000
2
$8.78M 0.8%
872,500
3
$8.64M 0.78%
499,400
4
$6.36M 0.58%
+650,000
5
$5.93M 0.54%
600,000
6
$5.93M 0.54%
+595,000
7
$5.92M 0.54%
600,000
8
$5.18M 0.47%
500,000
9
$5.09M 0.46%
+524,990
10
$4.99M 0.45%
500,000
11
$4.78M 0.43%
481,326
12
$4.04M 0.37%
399,000
13
$3.24M 0.29%
350,000
14
$2.97M 0.27%
25
15
$2.07M 0.19%
200,000
16
$1.63M 0.15%
747,948
-34,802
17
$610K 0.06%
89,382
18
$543K 0.05%
338,300
19
$537K 0.05%
5,649
20
$434K 0.04%
218,663
21
$424K 0.04%
44,700
-100
22
$247K 0.02%
24,740
23
$243K 0.02%
56,038
-2,400
24
$218K 0.02%
+325,001
25
$211K 0.02%
6,886
1
2