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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.23B
AUM Growth
+$231M
Cap. Flow
-$915M
Cap. Flow %
-74.48%
Top 10 Hldgs %
82.69%
Holding
75
New
27
Increased
–
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
AIFA
All In FutureTech Alliance Inc
AIFA
+$6.7M
2
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
+$5.34M
3
INDUU
Industrea Acquisition Corp. Unit
INDUU
+$5.06M
4
VEACU
Vantage Energy Acquisition Corp. Unit
VEACU
+$4.81M
5
WRLSU
Pensare Acquisition Corp. Unit
WRLSU
+$4.11M

Top Sells

Rank Stock Value
1
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$5.94M
2
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$1.45M
3
SBNYW
Signature Bank Warrant
SBNYW
+$560K
4
EAGLW
Double Eagle Acquisition Corp. Warrant
EAGLW
+$297K
5
BLVDW
Boulevard Acquisition Corp. II Warrant
BLVDW
+$264K

Sector Composition

Rank Sector Weight
1 Technology 0.77%
2 Communication Services 0.48%
3 Energy 0.03%
4 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIFA
1
All In FutureTech Alliance Inc
AIFA
$12.2M
$6.75M 0.55%
+116,667
New +$6.7M
MMDM
2
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$5.36M 0.44%
+546,420
New +$5.34M
TWNKW
3
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$5.07M 0.41%
+2,228,655
New +$4.09M
INDUU
4
DELISTED
Industrea Acquisition Corp. Unit
INDUU
$5.03M 0.41%
+500,000
New +$5.06M
VEACU
5
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
$4.78M 0.39%
+472,738
New +$4.81M
LCAHU
6
DELISTED
Landcadia Holdings, Inc. Unit
LCAHU
$4.21M 0.34%
400,000
– –
WRLSU
7
DELISTED
Pensare Acquisition Corp. Unit
WRLSU
$4.1M 0.33%
+397,769
New +$4.11M
OSPRU
8
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
$3.72M 0.3%
+374,000
New +$3.72M
MPACU
9
DELISTED
Matlin & Partners Acquisition Corporation Units
MPACU
$3.53M 0.29%
+350,000
New +$3.54M
LACQU
10
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$2.97M 0.24%
+300,000
New +$2.97M
ZIONW
11
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$2.9M 0.24%
156,299
-90,000
-37% -$1.45M
ASB.WS
12
DELISTED
Associated Banc-Corp Warrants
ASB.WS
$2.34M 0.19%
380,181
– –
IMXI icon
13
International Money Express
IMXI
$392M
$1.98M 0.16%
+200,000
New +$1.96M
TPGE.U
14
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.U
$1.53M 0.12%
+150,000
New +$1.53M
STI.WS.B
15
DELISTED
Suntrust Banks Inc
STI.WS.B
$1.17M 0.09%
56,038
– –
DSKEW
16
DELISTED
Daseke, Inc. Warrant
DSKEW
$1.06M 0.09%
+525,981
New +$890K
SCACU
17
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
$1.05M 0.09%
100,000
– –
FMCIU
18
DELISTED
Forum Merger Corporation Unit
FMCIU
$951K 0.08%
+87,290
New +$916K
CVON
19
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$709K 0.06%
+71,000
New +$696K
WBD icon
20
Warner Bros
WBD
$64.6B
$560K 0.05%
+25,000
New +$488K
SMPLW
21
DELISTED
The Simply Good Foods Company Warrant
SMPLW
$474K 0.04%
+122,910
New +$336K
GPACW
22
DELISTED
Global Partner Acquisition Corp
GPACW
$407K 0.03%
391,000
-169,000
-30% -$160K
WSCWW
23
DELISTED
WillScot Corporation Warrant
WSCWW
$362K 0.03%
+252,240
New +$312K
NBR icon
24
Nabors Industries
NBR
$1.23B
$339K 0.03%
994
– –
ROSEW
25
DELISTED
Rosehill Resources Inc.
ROSEW
$280K 0.02%
+299,900
New +$352K
1
2

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AGP
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MWM
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Castle Creek Arbitrage's Q4 2017 Portfolio in Review

As of Q4 2017, Castle Creek Arbitrage held 75 positions worth $1.23B, up 23% from $997M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Castle Creek Arbitrage withdrew a net $915M in Q4 2017, closing 6 positions and reducing 2 holdings. Its most notable exit was Boulevard Acquisition Corp. II Class A Common Stock, an estimated $5.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.77% of assets, up from 0% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Castle Creek Arbitrage opened a new position in All In FutureTech Alliance Inc worth $6.75M.

  • Castle Creek Arbitrage's largest Q4 2017 buy was All In FutureTech Alliance Inc: 116,667 shares worth $6.75M.
  • Castle Creek Arbitrage's biggest Q4 2017 reduction was Zions Bancorporation N.A. Warrants, cutting an estimated $1.45M.
  • Castle Creek Arbitrage fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $5.94M.
  • Castle Creek Arbitrage's ten largest holdings make up 83% of its $1.23B portfolio in Q4 2017.
  • Castle Creek Arbitrage opened 27 new positions and closed 6 in Q4 2017.
  • Castle Creek Arbitrage's portfolio value rose 23% quarter-over-quarter to $1.23B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2017, filed 14 Feb 2018.