CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.1B
AUM Growth
-$48.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
121
New
Increased
Reduced
Closed

Top Buys

1
+$20.2M
2
+$4.39M
3
+$3.76M
4
GM.WS.C
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
+$1.78M
5
NOK icon
Nokia
NOK
+$1.59M

Top Sells

1
+$51.4M
2
+$2.67M
3
+$2.58M
4
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$2.38M
5
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$2.03M

Sector Composition

1 Technology 0.08%
2 Energy 0.06%
3 Financials 0.04%
4 Materials 0.01%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$86.9M 4.15%
2,126,718
+989,739
2
$30M 1.43%
460,079
+9,995
3
– –
0
4
$16.7M 0.8%
408,968
+380,468
5
$14.4M 0.69%
+927,700
6
$8.11M 0.39%
223,860
+146,263
7
$7.72M 0.37%
735,000
8
$7.16M 0.34%
239,070
+141,713
9
$5.09M 0.24%
500,000
-167,845
10
$4.36M 0.21%
+450,000
11
$4.09M 0.2%
111,200
+32,092
12
$3.21M 0.15%
87,200
+33,039
13
$2.68M 0.13%
330,000
-295,000
14
$1.93M 0.09%
64,500
+25,424
15
$1.76M 0.08%
+34,011
16
$1.72M 0.08%
+212,100
17
$1.41M 0.07%
+40,621
18
$1.21M 0.06%
10,400
+5,200
19
$1.21M 0.06%
33,326
20
– –
0
21
$864K 0.04%
+55,500
22
– –
0
23
$575K 0.03%
+7,500
24
$293K 0.01%
+25,000
25
$252K 0.01%
+10,179
1
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