CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.1B
AUM Growth
-$48.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
121
New
Increased
Reduced
Closed

Top Buys

1
+$40.5M
2
+$15.6M
3
+$14.4M
4
HIG.WS
Hartford Financial Services Grp
HIG.WS
+$5.3M
5
CATYW
Cathay General Bancorp Warrant
CATYW
+$4.54M

Top Sells

1
+$51.4M
2
+$14.7M
3
+$2.67M
4
LIND icon
Lindblad Expeditions
LIND
+$2.58M
5
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$2.4M

Sector Composition

1 Technology 0.08%
2 Energy 0.06%
3 Financials 0.04%
4 Materials 0.01%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$86.9M 3.81%
2,126,718
+989,739
2
$30M 1.32%
460,079
+9,995
3
– –
0
4
$16.7M 0.73%
408,968
+380,468
5
$14.4M 0.63%
+927,700
6
$8.11M 0.36%
223,860
+146,263
7
$7.72M 0.34%
735,000
8
$7.16M 0.31%
239,070
+141,713
9
$5.09M 0.22%
500,000
-167,845
10
$4.54M 0.2%
+170,000
11
$4.36M 0.19%
+450,000
12
$4.09M 0.18%
111,200
+32,092
13
$3.21M 0.14%
87,200
+33,039
14
$2.68M 0.12%
330,000
-295,000
15
$1.93M 0.08%
64,500
+25,424
16
$1.76M 0.08%
+34,011
17
$1.72M 0.08%
+212,100
18
$1.41M 0.06%
+40,621
19
$1.21M 0.05%
10,400
+5,200
20
$1.21M 0.05%
33,326
21
– –
0
22
$864K 0.04%
+55,500
23
– –
0
24
$575K 0.03%
+7,500
25
$329K 0.01%
+7,128
1
2 3